Head Compliance Jobs

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Head of Compliance  

Hong Kong Island, Hong Kong, Hong Kong

You will ensure the operations of the bank comply with HKMA requirements and other applicable laws, rules and regulations and will coordinate and report on all types of compliance issues to the Chief Executive...

from: jobleads.hk - 3 days ago

Head of Compliance, Hong Kong  

QBE Insurance - hk (+1 location)

Responsibilities Ensure appropriate and relevant advice is provided to Senior Leadership on the management of regulatory changes within the Industry Ensure corporatepliance with requisites prescribed by...

from: hk.talent.com (+1 source) - 7 days ago

Head of Compliance Governance, Oversight and Reporting  

DBS Bank (Hong Kong) Limited - hk

Responsibilities: Design and formulate bank wide annualpliance review plan with the Head ofpliance with reference to the risk assessment framework adopted by Grouppliance Supervise the dedicatedpliance...

from: hk.talent.com - 5 days ago

Team Head Regulatory Compliance - Corporate Bank  

Michael Page - Central (+2 locations)

My client is one of the largest global banks in the world. They have offices worldwide and a large presence in Hong Kong. They are a commercial bank with businesses in retail banking, wealth management... 100,000 above / month

from: ctgoodjobs.hk (+2 sources) - 2 days ago

Head of Regulatory Compliance - Leading Financial Institution  

Ashford Benjamin Ltd - hk (+1 location)

Responsibilities: Responsible for Hong Kong Regulatorypliance matters Act as regulatory advisor to securities, wealth management and asset management business and control function Monitor relevant regulatory...

from: hk.talent.com (+1 source) - 7 days ago

Head of Legal & Compliance (securities / license corporation exp is preferred)  

Manpower - hk (+1 location)

Legal & Compliance securities / license corporation supervision experience Responsibilities: • Provide practical legal and compliance advice support to front and middle back office • Conduct legal research...

from: hk.talent.com (+1 source) - 10 days ago

Compliance Analyst  

Hong Kong Island, Hong Kong, Hong Kong

Our distinction flows from our carefully curated team: 2,000+ professionals characterised by tenacity, ethics and exacting excellence. We hire smart and sharpen smarter, arming talent with best-in-class...

from: jobleads.hk - 6 days ago

Head of Insurance and Investment Compliance  

Pure Hong Kong - hk (+1 location)

Exceptionalmunication and interpersonal skills, with the ability to read and write in English and Chinese Proven track record of implementingpliance programs, policies, and controls within aplex organizational... HK$1600k - HK$2000k

from: hk.talent.com (+1 source) - 8 days ago

Senior Risk & Compliance Manager – Section Head (Trustee & MPF) (Job ID 4038)  

The Bank of East Asia - hk (+1 location)

Responsibilities Plan, organise, lead and control the activities of Risk &pliance Section Ensure that the operations of pension and trust businessesply with the applicable legislation, rules and guidelines...

from: hk.talent.com (+1 source) - 5 days ago

Associate, FCC Investigations  

Standard Chartered Bank - Kowloon, Hong Kong, Hong Kong (+2 locations)

Implement the vision, strategy, direction and leadership for the Country/Department, consistent with the vision and strategy for FCC and in support of the Group’s strategic direction and growth aspirations...

from: jobleads.hk (+2 sources) - 19 days ago


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