Head Compliance Jobs in Causeway Bay

SinoPac Asset Management (Asia) Limited - Causeway Bay, Wan Chai District

Supervise the compliance team to monitor the Company’s operation and employee dealing, and perform compliance checking to ensure compliance with rules and regulations, and internal policies and procedures...

from: jobsdb.com - 14 days ago

Mirae Asset Global Investments (Hong Kong) Limited - Causeway Bay, Wan Chai District

Assist the Head of Compliance and rest of the team in a broad area of responsibilities in Compliance for the Firm’s products domiciled in HK, Luxembourg, Cayman, USA, Ireland and South Korea 3 - 5 years’...

from: jobsdb.com - 19 days ago

Kowloon, Hong Kong, Hong Kong

Partner with Countries and Financial Markets (FM) Sales to ensure the key services are being performed to the standard required. Alignment to FM growth targets and creating an agenda which mirrors the...

from: jobleads.hk - 2 days ago

Vistra Group Management (Asia) Limited - Causeway Bay, Wan Chai District

7+ years of private equity fund accounting experience with a fund administrator working in the fund-level accounting and reporting business, including complex fund structures and consolidations. Facilitates...

from: jobsdb.com - 11 days ago

Chubb Life Insurance Hong Kong Limited - Causeway Bay, Wan Chai District

To support supervisor to develop yearly, quarterly, monthly business plan and targets which align with Company’s KPI for agency with presentable templates To coordinate with IT to produce Key Risk Indicators...

from: jobsdb.com - 18 days ago

Standard Chartered Bank - Kowloon, hk

This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of ConductEffectively and collaboratively identify, escalate...

from: hk.talent.com - 10 days ago

Kowloon, Hong Kong, Hong Kong

If you are interested in finding out more about this career opportunity, please email your resume to Elaine Chu, elaine.chu@charterhouse.com.hkWeb: www.charterhouse.com.hk Assist the Head of AML to develop...

from: jobleads.hk - 5 days ago

Michael Page - Central

This role will report directly to a Head of Compliance focusing on Global Banking & Markets and Wholesale Banking business for regulatory compliance. This role will have around 12 direct reports. Report... 100,000 above / month

from: ctgoodjobs.hk - 7 days ago

Standard Chartered Bank - Kowloon, hk

People & Talent To act as the local point of contact for assigned clients for fund administration service / FS client services (including fund accounting and/or transfer agency) issues and to coordinate...

from: hk.talent.com - 5 days ago

DBS Bank Ltd

Compliance Governance, Oversight and Reporting reviews within one unit in Compliance for the purpose/benefit of benchmarking practices across different BU/SUs internally and identify specific area/unit...

from: ctgoodjobs.hk - 15 days ago