Head Compliance Jobs in Central

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Compliance Officer  

Compliance Consulting Limited - Central

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. Establish, implement and monitor compliance... Head Compliance Work careers Central...

from: ctgoodjobs.hk - 5 days ago

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Head of Compliance - Financial Services  

Mindset Asia Limited - Central

Supervision of compliance of all business activities, including brokerage, investment banking and asset management All applications applied through our system will be delivered directly to the advertiser... Head Compliance careers Central...

from: ctgoodjobs.hk (+1 source) - 27 days ago

Head of Compliance  

Founder Securities (Hong Kong) Financial Holdings Limited - Central

Maintaining regulatory and exchange relationships, including dealing with queries, investigations, audits, formal regulatory enquiries from regulators, etc.. ffer attractive remuneration and benefits to... regional head compliance... Salary provided

from: jobsdb.com - 21 days ago

Senior Compliance Manager (Group Compliance)  

Bank of China (Hong Kong) Limited - Central

Data collected would be used for recruitment purposes only. It might also be disclosed to our subsidiaries or Associated Companies to process the information for appointment. Applicants who do not hear... deputy head compliance...

from: ctgoodjobs.hk - 4 days ago

VP / AVP - Credit Analyst (Fixed Income)  

Super Search International Limited - Central

Coordinate with internal parties, such as trading, operation, risks, legal & compliance as well as other business teams. University graduate with degree in Finance related discipline Prepare ad-hoc/periodic... head compliance compliance manager...

from: ctgoodjobs.hk (+1 source) - 19 days ago

General Compliance Head_Listed Retail Commercial Bank  

iKas International

Ensure the operations of the Bank are in accordance with the local laws, rules and regulations Strong Compliance Culture with promising career prospect C++ Developer - Trading House Low Latency Permanent... head compliance top regional...

from: neuvoo.hk - 5 days ago

Head of Compliance – Chinese Finance Institution  

HANSEL INTERNATIONAL Executive Search Limited - Central

Well versed with the SFO and other relevant codes and regulations as well as rules and regulations of Type 1,4,6,9 regulated activities Bachelor degree holder in Law, Finance, Accounting or related disciplines... deputy regional head compliance... HK$90,000 - 120,000 /month (negotiable)

from: jobsdb.com - 22 days ago

Securities Firm - Head of Compliance (Director level)  

JAC Recruitment Hong Kong Co., Limited - Central

Good understanding of SFC regulations and guidelines as well as related regulations and legislations and important concepts including but not limited to professional investors regime, licensing regime... head compliance uk fintech... Salary provided

from: jobsdb.com - 21 days ago

Senior Officer- Regulatory Reporting, Finance  

United Overseas Bank Limited - Central

Responsible, independent, self-motivated, able to handle tight timeline and work volumes with strong problem solving skills Support the ad-hoc queries from regulators and internal stakeholders 2 years... deputy head compliance top...

from: ctgoodjobs.hk (+1 source) - 26 days ago

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Manager/ Assistant Manager, Investment Product Development  

Cornerstone Global Partners - Central

Conduct post-campaign evaluation to identify areas for improvement, and develop efficiency-driven initiatives and solutions Formulate and implement cost-efficient and effective segment strategies and marketing... regional head compliance apac...

from: ctgoodjobs.hk - 28 days ago

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Head Compliance in Central