Head Compliance Jobs in Central

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Head of Legal and Compliance  

Harbridge Partners Limited - Central

Provide legal and compliance advice and support to the senior management and different Prepare and maintain an annual Compliance training plan which addresses employee needs Experience within Chinese Securities... Head Compliance Work careers Central...

from: ctgoodjobs.hk - 3 days ago

See more: Legal Jobs
Head of Legal & Compliance  

Conners Consulting Limited - Central

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. All data collected will be used for... Head Compliance careers Central...

from: ctgoodjobs.hk - 9 days ago



Requirements Degree holder in Law, Business, Finance or related discipline(s); Minimum 8 years of legal and compliance experience in sizable financial institutions and/or regulatory bodies Familiar with... regional head compliance...

from: cpjobs.com/hk/ (+1 source) - 28 days ago

Responsible Officer (Type 1, 4 and 9)  

Averti Compliance Consultancy Limited - Central

At least 2 years’ relevant management experience in financial institution, asset manager, fund house, family office or brokerage firm (Representative with relevant qualification and experience to be registered... head compliance compliance manager...

from: ctgoodjobs.hk - 3 days ago

See more: Finance Jobs
Assistant Compliance Officer  

Averti Compliance Consultancy Limited - Central

Assist vetting of marketing materials, product review and handle compliance enquiries from business team 1-2 years of relevant regulatory compliance, AML, internal risk, ideally with exposure in asset... director head compliance...

from: ctgoodjobs.hk (+1 source) - 3 days ago

Chc - Head Of Compliance  

Michael Page

Our client is one of the leading fast growing banking corporations Owing to rapid growth and expansion they are looking for a Head of Legal and Compliance to head up all of their Asia Pacific compliance... deputy head compliance...

from: neuvoo.hk - 2 days ago

CDD Manager, Commercial bank - Account Opening  

Ambition - Central

Strongly understanding in operation and compliance requirement or send your application to [via CTgoodjobs Data provided is for recruitment purposes only Requirements: deputy head compliance bank...

from: ctgoodjobs.hk - 6 days ago

Senior Compliance Manager  

Regal Executives Limited - Central

Update relevant changes in regulations, industry, and other statutory requirements to the senior management Ensure the conduct of the Company’s operations and business activities are all held to the highest... head compliance top regional...

from: ctgoodjobs.hk - 10 days ago

Head Of Compliance  

Hong Kong

Responsibilities Identify and manage compliance matters related to the SFC licensed 1 2 4 6 9 business in Hong Kong Assessing and improving the efficiency and effectiveness of existing operations and ensuring... deputy regional head compliance...

from: neuvoo.hk - 2 days ago

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Compliance VP - Private Banking  

KOS International Limited - Central

Our client is a sizeable and stable bank in Hong Kong. They are now seeking a seasoned Private Banking Compliance Team head with 10+ year's experience to head up a team of 3. Proficiency in English and... head compliance uk fintech...

from: ctgoodjobs.hk - 15 days ago

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Head Compliance in Central