Compliance Director Jobs

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Director, Compliance, Asia Investment Management  

Sun Life Financial, Inc. - Hong Kong

Job Description: Job Responsibilities Support the Investment Manager Compliance Program functions and compliance programs would include the following: 1. Compliance Program management; 2. Compliance Manuals... Competitive

from: eFinancialCareers.hk - 8 days ago

Compliance Director  

Ruike Consultancy Asia Limited - Hong Kong

Responsibilities: Ensure the applicable registration/licensing requirements are complied with Conduct internal investigation and draft conclusion report Review, revising and drafting internal manuals,... HK$75k - HK$100k

from: eFinancialCareers.hk - 15 days ago

Director, Internal Audit and Compliance (Group level)  

Nicoll Curtin Technology (HK) Limited

My client is a renowned group with business in retails & hospitality. They are looking for a Director, Internal Audit & Compliance to support on the internal audit. Extensive business experience in internal...

from: ctgoodjobs.hk (+1 source) - 12 days ago

Senior Manager – Regulatory (Long Term Life Insurance Business – Group-wide Supervision)  

HARBRIDGE PARTNERS

Exercise prudential supervision of major insurance groups under the group-wide supervision framework ensuring the effective delivery of forward-looking and risk-based supervision of major insurance groups...

from: ctgoodjobs.hk (+2 sources) - 4 days ago

Senior Associate, Compliance  

Ares Management Corporation - Hong Kong

Through our recruitment, career development and employee-focused programming, we are committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds... Competitive

from: eFinancialCareers.hk - Yesterday

Associate Vice President, Compliance  

Ares Management Corporation - Hong Kong

Through our recruitment, career development and employee-focused programming, we are committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds... Competitive

from: eFinancialCareers.hk - Yesterday

Vice President / Director Compliance - Asset Management Firm  

MICHAEL PAGE - Within Hong Kong

My client is one of the largest financial services group with separate entities for securities, insurance, bank, and fintech. This particular entity will focus on their asset management business. They...

from: cpjobs.com/hk/ - 21 days ago

Senior Manager – Regulatory  

Harbridge Partners Limited

We are seeking a strong life insurance regulatory or compliance professional that have considerable experience working with large Life Insurance Groups in Hong Kong and good understanding of the HK Insurance...

from: ctgoodjobs.hk (+1 source) - 8 days ago

Senior Compliance Advisor (Fixed Term Contract)  

Fusion Bank Limited - Hong Kong (+1 location)

Responsibilities: Monitor and mitigate regulatory compliance risk for the Bank Provide regulatory and compliance related advice and support to management and business, in relation to banking compliance... Competitive

from: eFinancialCareers.hk (+1 source) - 3 days ago

Head of Finance, mid size PE firm  

Michael Page - Central (+2 locations)

* Develop and implement financial strategies, policies, and procedures to support the overall mission and goals of the organization. * Manage the organization's budgeting process, including the preparation... 100,000 above / month

from: ctgoodjobs.hk (+2 sources) - 10 days ago


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