Compliance Monitoring Manager Jobs

JPMorgan Chase & Co. - Kowloon, hk (+1 location)

It includes specific groups such as WKO (Wholesale KYC Operations) and DDS (Digital Document Services). CO&D is supported by Operations Control Management (OCM) team whose role is to develop and manage...

from: hk.talent.com (+1 source) - 5 days ago

FundPark - Kowloon, hk (+1 location)

Powered by our proprietary credit model, cutting-edge technology, and real-time data, we provide efficient, effective, and flexible funding solutions specifically designed for e-Commerce SMEs to grow their...

from: hk.talent.com (+2 sources) - 9 days ago

Hong Kong Island, Hong Kong, Hong Kong

Ensure compliance monitoring and testing activities adhere to the regional regulatory requirements Handle irregular inquiries from auditors and regulatory agencies Identify key areas with deficiencies...

from: jobleads.hk - More than 30 days ago

O-Bank Co., Ltd. - Tsimshatsui

Minimum of 2-3 years of relevant experience in undertaking SAR reviews and investigation within a financial institution Bachelor degree holder in Law, Finance, Business Administration or related discipline...

from: ctgoodjobs.hk (+1 source) - 15 days ago

Pure Hong Kong - Hong Kong

Responsibilities: Develop and execute a risk-based compliance monitoring and testing program to assess the effectiveness of internal controls and adherence to regulatory requirements. Minimum 3 years of... HK$30k - HK$50k

from: eFinancialCareers.hk - 12 days ago

O-Bank Co., Ltd. - Tsimshatsui

Basic knowledge of regulatory requirements such as HKMA’s circulars, Code of Banking Practice and Insurance Authority’s Codes and Guidelines Relevant qualification in insurance compliance and other compliance...

from: ctgoodjobs.hk - 15 days ago

Fundpark Limited

FundPark is a fintech platform specialising in financing solutions for e-Commerce SME businesses. We believe that they are the backbone of the economy as they drive innovation and competition, create jobs...

from: ctgoodjobs.hk (+2 sources) - 2 days ago

KOS INTERNATIONAL LIMITED - Within Hong Kong (+1 location)

Click "Apply Now" to apply for this position or call Carmen Ng at +852 3180 4923 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment...

from: cpjobs.com/hk/ (+1 source) - 2 days ago

Manpower Services (Hong Kong Limited

Compile MIS report for the purpose of credit control and monitoring of the Bank’s wholesale credit portfolio Applications will be treated in strict confidence. Personal data collected will be used for...

from: ctgoodjobs.hk - 4 days ago

Hong Kong Island, Hong Kong, Hong Kong

Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities. Excellent problem-solving skill, analytical skill, detail-minded, self-motivated...

from: jobleads.hk - More than 30 days ago