Compliance Officer Jobs

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Global Banking Compliance Officer  

UBS - hk (+1 location)

Your expertise • Prior experience working at an investment bank in legal,pliance, audit, regulatory functions related to Global Banking business. • The candidate must have strong expertise in Hong Kong...

from: hk.talent.com (+2 sources) - 3 days ago

Compliance Officer  

Danos Group - hk

Responsibilities • Partner closely with management and business units to interpretplex regulations • Stay on top of regulatory requirements andmunicate any changes to the management team. • Develop and... 1,000,000

from: hk.talent.com - 5 days ago

Sr Compliance Officer/ Compliance Officer  

Kowloon, Hong Kong, Hong Kong

Technical Mgr/ Assist Technical Mgr (sportswear) 2024-02-05 Sr Technician/ Technician – woven, cotton knit (ladies wear) 2024-01-19 Sr Fashion Designer/ Fashion Designer – woven, denim 2023-12-22 Design...

from: jobleads.hk - 13 days ago

GWM Senior Compliance Officer  

UBS - hk

We help, for example, by reviewing marketing materials, keeping the business up to date on regulatory requirements and assessing the suitability of the investment products being proposed to our clients...

from: hk.talent.com - 4 days ago

GWM Compliance Officer  

UBS - hk

We help, for example, by reviewing marketing materials, keeping the business up to date on regulatory requirements and assessing the suitability of the investment products being proposed to our clients...

from: hk.talent.com - 4 days ago

Safety and Compliance Officer ( 5-Day Work Week )  

Hutchison Logistics (HK) Limited - Kwai Chung

We are an equal opportunity employer and welcome applications from all qualified candidates. The information provided will be treated in strict confidence and used only for consideration of application...

from: ctgoodjobs.hk - 11 days ago

SVP, Senior Product Compliance Officer  

Citi - Kowloon, hk

The Compliance Product Senior Officer - SVP role sits within Citi’s Independent Compliance Risk Management (ICRM) group based in Hong Kong.The successful candidate will work as part of the CCB Product...

from: hk.talent.com - 4 days ago

Junior Compliance Officer  

Hays - hk

Your new role Provide regulatory advice and guidance on rules and regulations in respect of generalpliance Handleplaint cases withpliance issues, including liaising with regulators, ensuring the investigation...

from: hk.talent.com - 5 days ago

Audit and Compliance Officer / Senior Audit and Compliance Officer  

Phillip Securities Group - Admiralty

“All personal data collection is for recruitment purpose. The data provided by job applicants will be used strictly in accordance with the employer's personal data policies, a copy of which will be provided...

from: ctgoodjobs.hk - 4 days ago

Senior Compliance Officer  

Taikang Asset Management (Hong Kong) Co. Ltd. - hk

Consolidate results andpile reports Monitor ongoing regulatory changes to businesses and establish and implement policy change Otherpliance related work such as monitor the CPT of the licensees; licensing...

from: hk.talent.com - 5 days ago


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Compliance Officer