Compliance Specialist Jobs

ConnectedGroup Limited - hk

Administering the Personal Account Dealing Policy, managing new hire disclosures, answering queries and appropriately handling breaches. Coordinating and monitoring thepliance training program, and maintaining...

from: hk.talent.com - 5 days ago

Jane Street - hk

Our team is growing, and your participation will significantly shape this role and our team processes as we expand.The right person will enjoy both working with people and thinking about systems.

from: hk.talent.com - 6 days ago

New Balance Athletic Shoes (HK) Ltd

If you have not already done so, please let us know if you require any support so we can make the right adjustments and considerations should they be required. Customer-focused with strong written and...

from: ctgoodjobs.hk (+1 source) - 9 days ago

Bloomberg - hk

Willing to learn and adapt to high pressure situations Maintain a high level of responsibility and integrity Develop a thorough understanding of the Bloomberg Legal Entity structure and its impact on Tradepliance...

from: hk.talent.com - 6 days ago

Ashford Benjamin Ltd - Hong Kong

Responsibilities: Responsible for oversight and implementation of regulatory compliance, trading compliance program, policies and procedures Liaise with regulators on handling licensing, inquiries and... Competitive

from: eFinancialCareers.hk - 4 days ago

Pure Hong Kong - Hong Kong

Key Responsibilities: • Develop and implement electronic trading compliance policies and procedures • Monitor electronic trading activities to ensure compliance with regulatory requirements • Work with... HK$1200k - HK$1600k

from: eFinancialCareers.hk - 4 days ago

GOLD PERSONNEL COMPANY

Exp in MNC, Buying Office will be an advantage Environmental Compliance Mgr/ Specialists Posted on 2024-04-02 Jobs Description Presentation Skills Job Function Full-time Degree

from: ctgoodjobs.hk - 18 days ago

Hong Kong Island, Hong Kong, Hong Kong

Assume the subject matter expert on any regulatory changes and faciliate the proper implementation of procedures & policies Accountable for end to end phases from reviewing, derivatives structuring, legal...

from: jobleads.hk - 24 days ago

London Stock Exchange - Hong Kong

This means that we do not discriminate on the basis of anyone's race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status... Competitive

from: eFinancialCareers.hk - 9 days ago

Hong Kong Island, Hong Kong, Hong Kong

Profound understanding of diversified transactional structures, cross-border issues, derivatives/ structured finance and collateral structures Accountable for end to end phases from reviewing, derivatives...

from: jobleads.hk - More than 30 days ago