Head Compliance Jobs

Interactive Brokers - hk (+2 locations)

Responsibilities : Reporting to the Head of Core Compliance-APAC, the Head of Compliance-Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters, including: Being the...

from: hk.talent.com (+2 sources) - 9 days ago

Ashford Benjamin Ltd - hk (+1 location)

Responsibilities: Responsible for Hong Kong Regulatorypliance matters Act as regulatory advisor to securities, wealth management and asset management business and control function Monitor relevant regulatory...

from: hk.talent.com (+1 source) - 4 days ago

Kowloon, Hong Kong, Hong Kong

Responsible for new fund launching / fund transfer-in / fund transfer–out / fund termination, documentation review, requirements review and preparing services level memorandum in accordance with operational...

from: jobleads.hk - 3 days ago

DBS Bank (Hong Kong) Limited - hk

Responsibilities: Design and formulate bank wide annualpliance review plan with the Head ofpliance with reference to the risk assessment framework adopted by Grouppliance Supervise the dedicatedpliance...

from: hk.talent.com - 11 days ago

The Bank of East Asia - hk (+1 location)

Responsibilities Plan, organise, lead and control the activities of Risk &pliance Section Ensure that the operations of pension and trust businessesply with the applicable legislation, rules and guidelines...

from: hk.talent.com (+1 source) - 6 days ago

Develop and implement policy and procedure to meet the internal compliance requirement and external regulatory requirements Strong knowledge and experience of compliance framework design and implementation...

from: ctgoodjobs.hk - 2 days ago

Standard Chartered Bank - Kowloon, hk

RESPONSIBILITIES Strategy Input to Country/Client Business operating model design of relevant FCC and business processes.Ensure that there is adequate support (people, processes, tools, frameworks, systems)...

from: hk.talent.com - 11 days ago

AIA International Limited. - Hong Kong

And we build on this every day with our ambition to engage one billion people to live Healthier, Longer, Better Lives by 2030. And to get there, we need leaders with the courage, clarity and humanity to... Competitive

from: eFinancialCareers.hk - 2 days ago

QBE Insurance - Hong Kong

Primary Details Time Type: Full time Worker Type: Employee Primary Responsibilities Ensure appropriate and relevant advice is provided to Senior Leadership on the management of regulatory changes within... Competitive

from: eFinancialCareers.hk - 2 days ago

Michael Page - Central (+1 location)

My client is one of the largest global banks in the world. They have offices worldwide and a large presence in Hong Kong. They are a commercial bank with businesses in retail banking, wealth management... 100,000 above / month

from: ctgoodjobs.hk (+1 source) - 8 days ago