Responsible Officer Jobs in Hong Kong

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Responsible Officer (SFC Type 6 and/or 9)  

BRS Limited

Our Client, who is one of the reputable financial services group, is looking for fit and proper Responsible Officer to join their team. Assist in preparing licence application to SFC for related regulated... Responsible Officer Work careers Hong Kong...

from: - 5 days ago

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Responsible Officer - Type 9 (unconditional) license  

BRS Limited

Our client is a GEM-listed corporate advisory organization in Greater China. They are looking for an asset management professional to help the organization establish its asset management business in Hong... Responsible Officer careers Hong Kong...

from: - 5 days ago

Type 7 Responsible Officer  

Hong Kong

As part of their expansion they are currently looking to set up Type 7 activities in Hong Kong to provide automated trading services. This electronic trading platform will be used to match client orders... sfc responsible officer...

from: - 14 days ago

Responsible Officer (Type 6)  

Manduarh Consultancy Limited

Define strategic planning to drive for the business of Corporate Finance with the objective to maximize the Company interest and investment returns, including but not limited to IPOs, merger & acquisition... responsible officer sfc... HK$80K - HK$150K p.m.

from: - 10 days ago

Responsible Officer - Type 9 (unconditional) license  

BRS Limited

Our client is a reputable Chinese State Owned Enterprise in Hong Kong. They are looking for a sales and marketing professional for their asset management business in Hong Kong. Collaborate with related... responsible officer asset management...

from: - 6 days ago

Responsible Officer Type 9  

Anywhere Everywhere Six Degrees Link Limited - Hong Kong

• Provide advice and support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws as well as credit and risk control... responsible officer regulated activities...

from: - 20 days ago

Vice President, Regional CIB, CMO and Research Compliance Officer - Hong Kong  

Citigroup Inc

Serves as a Asia Pacific Corporate & Investment Banking (CIB), Capital Markets Origination (CMO) and Research compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting... 9 responsible officer asset management...

from: - 3 days ago

Compliance Specialist, Association Compliance  


Maintain compliance monitoring program and perform regular monitoring activities. Ensure up to date manuals and procedures. Handle card association inquiries. Typically an entry level position and may... responsible officer type 6...

from: - 5 days ago

Competition Affairs Officer (Operations) (Ref.:CAO20190111)  

Competition Commission

Interested applicants may send a letter of application together with a full resume stating current and expected salaries and date of availability to the Commission by email to recruit1 or... responsible officer ra 1...

from: (+1 source) - 8 days ago

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Settlement Officer  


Computershare (ASX: CPU)Computershare is a leading global financial services company founded in Australia. We employ over 12,000 people across 90 offices around the world. Globally, we provide services... manager responsible officer 1,4,9...

from: - 11 days ago

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