Responsible Officer Jobs in Hong Kong

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Responsible Officer  

Akuna Capital

Akuna Capital is a young and booming trading firm with a strong focus on collaboration, cutting-edge technology, data driven solutions and automation. We specialize in providing liquidity as an options... Responsible Officer Work careers Hong Kong...

from: - 3 days ago

Responsible Officer - SFC Type 1,4,9-URGENT  


Accountable for identifying appropriate corporate finance solutions, providing market updates/recommendations in accordance to the clients' investment/risk appetite and cultivation of sound clients relations... Responsible Officer careers Hong Kong...

from: - 3 days ago

Responsible Officer (Type 9)  

Financial Service Company - Hong Kong

Review and update internal control, operational procedurs and policies as required Good command of written and spoken English and Chinese Oversee compliance functions of the company and to ensure all businesses... sfc responsible officer...

from: (+1 source) - Today

Responsible Officer - Type 9 (unconditional) license  

BRS Limited

Our client is a reputable Chinese State Owned Enterprise in Hong Kong. They are looking for a sales and marketing professional for their asset management business in Hong Kong. Collaborate with related... responsible officer sfc...

from: - 6 days ago

Responsible Officer - Type 9 (unconditional) license  

BRS Limited

Our client is a GEM-listed corporate advisory organization in Greater China. They are looking for an asset management professional to help the organization establish its asset management business in Hong... responsible officer asset management...

from: - 6 days ago

SFC Type (1/ 2/ 4/ 9) Responsible Officers (RO)  

Mintai Financial Group Limited

Minimum 3 years of solid experience in asset management relating to portfolio management and fund management in any one of the areas: research, proprietary trading (with discretion), private equity, special... responsible officer regulated activities...

from: - 2 days ago

Responsible Officer (SFC Type 6 and/or 9) - Hong Kong  

BRS Limited

Our Client, who is one of the reputable financial services group, is looking for fit and proper Responsible Officer to join their team. Assist in preparing licence application to SFC for related regulated... 9 responsible officer asset management...

from: - 6 days ago

Responsible officer_ 1, 4, 6 & 9 - Manpower  


1. Holding a RO License type 1, 4, 6 or 9 (Asset management) issued by the HKSFC to carry out relevant regulated activities ; 1. Develop corporate strategy and direction; Holder of SFC 1, 4, 6 & 9 License... responsible officer type 6...

from: - 8 days ago

Associate Director - Money Laundering Responsible Officer  

Funds Partnership Asia, EA Licence No: 15C7420 - Hong Kong

Establish and maintain appropriate systems and controls (including documented policies and procedures) to ensure compliance with Cayman AML and Counter Financing of Terrorism (CFT) laws/regulations Stay... responsible officer ra 1...

from: - 5 days ago

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Global Transaction Banking - Correspondent Banking KYC Lead - Vice President - Hong Kong  

Deutsche Bank AG

The Corporate & Investment Bank (CIB) combines Deutsche Bank’s Corporate Finance, Global Markets and Global Transaction Banking businesses. This new business division was created in 2017 with the aim to... manager responsible officer 1,4,9...

from: - 2 days ago

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