Responsible Officer Jobs in Hong Kong

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Responsible Officer  

Assist the team in reviewing existing policies and procedures to ensure that all internal procedures are following the requirements of SFC and HKEX University Degree or above in Economy and Finance or... Responsible Officer Work careers Hong Kong...

from: - 19 days ago

Responsible Officer (RA 3 Leveraged Foreign Exchange - Sole)  

Hong Kong

Manage the set up and operation of all matters related to Leveraged Foreign Exchange Trading Holder of SFC RO license Type 3 (Sole) Responsible Officer careers Hong Kong...

from: - 11 days ago

See more: Finance Jobs
Responsible Officer Type 1  

Supervise and manage daily securities brokerage operations for local markets, including the account opening process, account maintenance and customer services Act as Responsible Officer to supervise SFC... responsible officer type 9...

from: - 20 days ago

Responsible Officer (SFC RO Type 1 & 9)  

Mario Recruitment Limited - Hong Kong

To provide advice and support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws as well as credit and risk control... sfc responsible officer...

from: - 21 days ago

Responsible Officer Type 1  

Morgan McKinley Hong Kong - Hong Kong

Our client is a listed and reputable financial services firm in Shanghai China. Aiming to provide a wide range of financial services to clients, the company has expanded their investor network in Hong... responsible officer sfc...

from: (+1 source) - 28 days ago

Responsible Officer (SFC Type 1 & 4)  

Responsible for supervising and monitoring the daily trade and operations, including SFC regulated activities; ensure all activities comply with SFC and statutory regulations Sound knowledge of SFC regulations... responsible officer asset management...

from: - 25 days ago

See more: Education Jobs
Vice President, Compliance Manager, Currencies & Emerging Markets Compliance, Hong Kong, APAC  

J.P. Morgan - Hong Kong

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business,... responsible officer ro type 9...

from: - 7 days ago

Responsible Officer /RO  

Jasper Capital - Hong Kong

Located in prime location in Hong Kong, Jasper Capital Hong Kong Limited is a Type 4 and 9 licensed company by SFC. It's specialized in investing in China equities with its comprehensive strategies. It... type 1 9 responsible officer...

from: - More than 30 days ago

IT Support Officer  

As the IT Support officer you will be responsible for delivering 1st and 2nd level support on all aspects of IT, working with the APAC IT team and also Global Service Desk. You will approach your area... responsible officer regulated activities...

from: - 25 days ago

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Responsible Officer (SFC Type 1 )  

Job Forest Limited

Provide assistance in communicating with SFC, HKEX, and other relevant regulators with Company’s Legal and Compliance Department Sound understanding of SFO, regulations and guidelines of relevant regulatory... 9 responsible officer asset management...

from: - 4 days ago

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