Trade Compliance Jobs in Hong Kong

Futu Securities International (Hong Kong) Limited

Minimum 1-2 years of compliance and/or trade surveillance experience, Or Minimum 3 years of solid experience in well fame brokerage firms dealing room. Good exposure to back-end trade monitoring would...

from: ctgoodjobs.hk (+1 source) - 8 days ago

Hays - Hong Kong

Your new role Reporting directly to the CE, you will be one of the key senior management leaders to capture market share and develop the bank's reputation in the market Overlooking the client coverage... Negotiable

from: eFinancialCareers.hk - 2 days ago

Ashford Benjamin Ltd - Hong Kong

Responsibilities: Provide risk advice on transactions relates to Electronic and Algo Trading in the APAC region Responsible for pre and post trade risk controls framework and policy Oversee risk limits... Competitive

from: eFinancialCareers.hk - 22 days ago

Bank of China (Hong Kong) Limited

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidate. Interested parties, please submit...

from: ctgoodjobs.hk (+1 source) - 22 days ago

Standard Chartered Bank - Kowloon, hk (+1 location)

Risk Management To manage fund services unit, risk, control and cost diligently to achieve optimal business results.Understands the main risks facing the Group and identifies, assesses, monitors, controls...

from: hk.talent.com (+1 source) - 5 days ago

Million (Far East) Ltd

Responsible for petty cash & expenses claims and payment transaction, ensure payments are supported and approved in compliance with internal policies; Responsible for checking purchase invoices, and data...

from: ctgoodjobs.hk (+1 source) - 2 days ago

Nanyang Commercial Bank

Familiar with AML compliance with local rules and regulations and keep abreast of group AML policies Bachelor Degree or above with major in Law, Finance, Economics, Risk Management, Business Administration...

from: ctgoodjobs.hk - 4 days ago

ALL-STAR AGENCY - Hong Kong

Ability to work independently and analyze situations, prioritize and implement processes effectively Strong teamwork skills with effective communication abilities Advanced skills in Microsoft Office; specifically... HKD40000 - HKD50000 per month

from: eFinancialCareers.hk - Yesterday

Able to work independently, self-motivated with strong sense of responsibility and analytical mind Handle inquiries from regulators, e.g. the SFC and HKEx, and listing companies Compliance Manager (Licensing...

from: ctgoodjobs.hk - 6 days ago

Valuable Capital Limited - Hong Kong

Responsibilities: Handle SFC licensing matters including but not limited to delisting or relisting applications; Perform compliance control and monitoring programs including but not limited to control... 0

from: eFinancialCareers.hk - Yesterday