28 Compliance Advisor Jobs in Sheung Wan - page 2
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Manager / Senior Manager, Compliance, Enterprise Asset Management Sun Life Financial, Inc. - Hong Kong Job Description: Job Accountabilities Compliance Monitoring and Testing - perform compliance testing, monitoring, and surveillance to demonstrate and attest compliance with applicable laws and regulations... Competitive Yesterday
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Manager/Senior Manager, Investment Compliance, Asia Investment Management Sun Life Financial, Inc. - Hong Kong Program components would include: Trade Desks Oversight (Hong Kong, Philippines, Vietnam, Singapore, Malaysia and Indonesia); Investment Guideline monitoring; Affiliated Transactions; Information Barriers... Competitive 3 days ago
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Assistant Manager, HK Tax Mazars CPA Limited You don’t join Mazars by coincidence, you choose Mazars: a global school of excellence where you will be challenged to develop and grow. Progression is tied to education, empowering you to match your career... 10 days ago
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Compliance Officer Qube Research & Technologies - Hong Kong Combining data, research, technology, and trading expertise has shaped our collaborative mindset, which enables us to solve the most complex challenges. QRT's culture of innovation continuously drives... Competitive 6 days ago
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Fund Finance Manager - Top Private Equity (Welcome Big 4 PE audit candidates) One Arrow Consulting - Hong Kong RESPONSIBILITIES Financial Reporting, Fund Administration & Treasury Collaborate with the fund administrator to prepare key deliverables (e.g., capital call/distribution notices, management accounts, carry... HK$45k - HK$60k 6 days ago
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Head of Compliance (S&T focussed) Unicorn Advisor (HK) Limited All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. Human Resources Management / Consultancy... 19 days ago
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Director, Compliance, Asia Investment Management Sun Life Financial, Inc. - Hong Kong Job Description: Job Responsibilities Support the Investment Manager Compliance Program functions and compliance programs would include the following: 1. Compliance Program management; 2. Compliance Manuals... Competitive 9 days ago
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Compliance Senior Associate, HK PIMCO - Hong Kong Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional and nontraditional solutions for companies that need financing and... Competitive 9 days ago
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Regulatory compliance, Private Wealth Management (SFC), VP Unicorn Advisor (HK) Limited All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. Banking / Finance - Order Processing... 23 days ago
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Leading Insurer - Compliance (Financial Crime) SM Gravitas Recruitment Group - Hong Kong Job Responsibilities: Establish, implement, review and monitor the internal infrastructure of financial crime compliance to meet regulatory requirements Act as an advisor to all business units related... Up to GBP504000.00 per annum 9 days ago
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