108 Trade Compliance Jobs - page 3
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VP/SVP, Team Lead (Assurance Risk & Controls), G&C, Institutional Banking Group DBS Bank (Hong Kong) Limited Be sensitive and aware of financial crime risk landscape of the bank and the financial industry at large and thus be ready to advise management on mitigation strategies and/or partner with various stakeholders... 5 days ago
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Settlement Officer (Trade Support) - Top HK Bank! Michael Page - Central Drive strategic initiatives in collaboration with internal and external counterparts, including operational streamlining and process automation Provide middle office support for alternative investments... 25,000 - 35,000 / month 3 days ago
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Manager/Senior Manager, Investment Compliance, Asia Investment Management Sun Life Financial, Inc. - Hong Kong Job Requirements Degree in Business, Finance, Economics, or related field CFA (or similar) designation, ACAMS, Industry Exams & Courses (e.g. FINRA, CSI) are a plus 8+ years relevant experience in asset... Competitive 3 days ago
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Assistant Relationship Manager, Commercial Banking Shanghai Commercial Bank Ltd Cultivate long-term relationship with customers and explore new business opportunities through marketing and cross-selling bank products and services Provide total financial solutions to customers in the... 5 days ago
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TRAINEE: Cross Asset Distribution Sales Assistant - Corporate & Investment banking - Hong Kong, Hong Kong SOCIETE GENERALE We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents , regardless of their beliefs... 5 days ago
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COMPLIANCE MANAGER Value Search Asia - Hong Kong Hands-on investment compliance experience with Bloomberg AIMS. You should have an eye for details, independent and familiar with SFC regulations. To qualify, you must be a degree holder with at least 5... Attractive 5 days ago
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Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking) Hong Kong Island, Hong Kong, Hong Kong Work on regulatory survey(s); conduct annual risk and control assessment to ensure relevant risks are identified with proper control being laid down At least 5 years banking experience, with Operational... More than 30 days ago
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Analyst, Equities Operations, Wealth Management Operations DBS Bank Ltd Support customer's asset transfer including physical scrip deposit/ withdrawal and scripless shares transfer in/out Process trade settlements through custodians’ and brokers’ electronic system and data... 6 days ago
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Payments Officer/Associate, Global Bank Hong Kong Island, Hong Kong, Hong Kong Ensure timely deliverables to ensuring the fulfilment of regulatory and corporate governance by working closely with front office, operations and compliance/risk departments Degree holder with 3 years+... More than 30 days ago
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Process & Quality Control Manager, Private Banking (HK$40K - $55K) Hong Kong Island, Hong Kong, Hong Kong Handle enquiries from the business and relevant units regarding investigation and related risk mitigation measures Risk assessment on process and procedures to make necessary rectifications Proficient... More than 30 days ago
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