Compliance Assistant Jobs in Sheung Wan

Mid Ocean Hong Kong Ltd

midocean has been one of the leading wholesalers in the European premiums, promotional products and business gift market for more than 50 years. More than 10.000 distributors trust midocean to ship their...

from: ctgoodjobs.hk (+1 source) - 21 days ago

The Bank of East Asia - Hong Kong

Personal data provided by job applicants will be used for recruitment purposes only and will be treated in accordance with the Bank's Personal Data Policy, which is available upon request. Applicants who... Negotiable

from: eFinancialCareers.hk - 4 days ago

Bank of China (Hong Kong) Limited

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidate. Interested parties, please submit...

from: ctgoodjobs.hk - 4 days ago

Eddid Securities and Futures Limited - Admiralty

Provide practical compliance advice for business such as retail and institutional brokerage, global markets business and businesses of the Group Support compliance functions of the Group in Money Lenders...

from: ctgoodjobs.hk - 2 days ago

Easy Job Centre - - (+1 location)

At least five years of audit/compliance experience, preferably in garment-related industries such as printing, accessories, fabric, etc. Organize and maintain all compliance-related records and files Liaise... 可商議

from: headlinejobs.hk (+1 source) - 18 days ago

Dah Sing Financial Group - Hong Kong

Requirements: Experience A minimum of 3 years' hands on experience in financial services industry preferably with compliance monitoring and testing or audit experiences in banking industry Education Degree... Competitive

from: eFinancialCareers.hk - 6 days ago

Citi - Kowloon, hk

Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries.Monitoring adherence...

from: hk.talent.com - 5 days ago

Bank of China (Hong Kong) Limited

Assist the superiors about identifying and managing the Branch’s compliance and operational risks，conduct compliance evaluation and investigation on all of the Branch’s businesses and submit evaluation...

from: ctgoodjobs.hk (+2 sources) - 13 days ago

SUMITOMO MITSUI BANKING CORPORATION - Central

Follow up with relevant stakeholders on the implementation of agreed actions after the compliance reviews. Escalate key issues, including matters with regulatory concerns to the Manager and the RCCO on...

from: ctgoodjobs.hk - 25 days ago

Industrial and Commercial Bank of China (Asia) Limited - Hong Kong

合規助理經理/副经理/经理 (Compliance Assistant Manager/Deputy Manager/Manager) 1.協助配合總行內部檢查與外部審計工作； 2.定期重檢各項規章制度的合規性和有效性，依據合規管理要求擬寫合規報告； 3.分析業務運營潛在合規風險，並與業務部門合作建立完善內部控制機制，以確保業務運營符合集團的政策和本地有關法規； 4.協助開展反洗錢數據分析，以及反洗錢系統開發相關合規工作；... Competitive

from: eFinancialCareers.hk - 8 days ago