Responsible Officer Jobs in Sheung Wan

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Responsible Officer Type 1,4,9  

Amazon Securities Limited - Sheung Wan, Central and Western District

Amazon Securities Limited was established in 2023, with the increase in market share and diverse business lines, we are currently seeking motivated individuals from all backgrounds to join our Asset Management...

from: jobsdb.com - 3 days ago

Responsible Officer (Type 1)  

Be Myjob Company Limited - Sheung Wan, Central and Western District

Ensure all compliance mesasures are fulfilled with relevant regulatories including SFC while supervising the operations procedures of the licensed corporation Experience in relevant structured products...

from: jobsdb.com - 10 days ago

Associate/ Senior Associate, Licensing, Regulatory Compliance  

IQ EQ Corporate Services (HK) Limited

Assisting the processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing...

from: ctgoodjobs.hk (+1 source) - 8 days ago

Responsible Officer Type 2,5  

Da Yue Futures Co., Limited - Sheung Wan, Central and Western District

Act as a Responsible Officer with management responsibilities and duties to supervise SFC Type 2,5 regulated activities to ensure all the activities and duties comply with the relevant rules and regulations...

from: jobsdb.com - 16 days ago

Responsible Officer Type 1,2,4,5,9  

Da Yue Futures Co., Limited - Sheung Wan, Central and Western District

Act as Type 1,2,4,5,9 Responsible Officer and supervise all regulated activities of the firm. Provide guidance and leadership on the development, implementation, and monitoring of effective compliance...

from: jobsdb.com - 16 days ago

Responsible Officer - SFC Type (1 / 2 / 4 / 5 / 6/ 7 / 9)  

Acts Consulting Co. 毅知顧問公司

Monitor the compliance functions of the Company and implement the necessary actions to ensure the compliance of all rules and regulations Sound knowledge of SFO, regulations and guidelines of relevant...

from: ctgoodjobs.hk - 7 days ago

Managerial Position(CPA preferred)管理崗位(CPA優先)  

China Innovation Investment Limited - Sheung Wan, Central and Western District

Job Descriptions:Responsible for personnel recruiting, personnel management, employee welfare, assignments follow-up, internal training, corporate culture, performance appraisal, inter departments check...

from: jobsdb.com - 29 days ago

Responsible Officer (RO) - Type 1, Fintech Department  

Unicorn Advisor (HK) Limited

Collaborate with the Fintech team to develop and implement innovative solutions to improve operational efficiency and enhance the customer experience. All applications applied through our system will be...

from: ctgoodjobs.hk - 24 days ago

Responsible Officer - Type 9  

Hays - Hong Kong

SFC, RO, Asset Management, Type 9, Fixed Income Funds Your new company Our client is a leading international asset management firm with a strong global presence and a diverse portfolio of investment products... Negotiable

from: eFinancialCareers.hk - 23 days ago

Senior Student Development Officer  

Hong Kong Baptist University香港浸會大學

Applicants are invited to submit their applications at the HKBU e-Recruitment System.Those who are not invited for interview 8 weeks after the closing date may consider their applications unsuccessful...

from: ctgoodjobs.hk (+1 source) - 2 days ago


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