Banking Compliance Jobs

UBS - hk (+1 location)

Your expertise • Prior experience working at an investment bank in legal,pliance, audit, regulatory functions related to Global Banking business. • The candidate must have strong expertise in Hong Kong...

from: hk.talent.com (+2 sources) - 3 days ago

Dah Sing Financial Group - hk (+2 locations)

Responsibilities: To conduct selected CDD review, checking, acting as AML/CFT advisor for marketing staff and provide consultancy role on CDD handling; The review includes but is not limited to the adherence...

from: hk.talent.com (+3 sources) - 7 days ago

China Construction Bank (Asia) Corporation Limited - Hong Kong

Main Responsibilities -Liaise with regulators (such as HKMA and the SFC) and relevant parties to facilitate regulatory examinations, questionnaires, surveys, investigations, and reporting requirements... Competitive

from: eFinancialCareers.hk - 3 days ago

Pure Hong Kong - hk

The Role As a senior member of their Regulatory pliance Team, you will be reporting to the Head of Regulatorypliance, responsible for developing and enhancing their existingpliance policies and procedures... HK$1500k - HK$1900k

from: hk.talent.com - 4 days ago

Bank Of China (Hong Kong) Limited - hk (+1 location)

Proficient in written, spoken English and Chinese Familiar with HKMA / SFC regulatory requirements #LI-CT1 Job ID 499151

from: hk.talent.com (+2 sources) - 3 days ago

Bank of China (Hong Kong) Limited

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidate. Interested parties, please submit...

from: ctgoodjobs.hk - 3 days ago

JPMorgan Chase & Co. - Kowloon, hk (+1 location)

Review requests for information from examiners, auditors, and testers, and in a timely and effective manner, prepare written responses, or coordinate with subject matter experts to collect, review, and...

from: hk.talent.com (+1 source) - 7 days ago

11062 Citibank, N.A. Hong Kong - Kowloon, hk

Provides expert guidance on product regulations on a real-time basis to manage compliance risk.Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings...

from: hk.talent.com - 9 days ago

Kowloon, Hong Kong, Hong Kong

Advise the designated business and/or support units about all applicable laws and regulations, and assist them to establish appropriate policies, manuals and procedures for their operations with due regard...

from: jobleads.hk - 7 days ago

EFG International - hk

Main Duties & ResponsibilitiesHoPBS is responsible for the First Line of Defense (“FLoD”) to ensure an effective, risk-controlled and regulatory compliant operating environment in place for the PB function...

from: hk.talent.com - 12 days ago