Compliance Hong Kong Jobs in Central and Western District

Bovill - Hong Kong

They support clients through the entire regulatory cycle – obtaining the appropriate licence, putting in place fit-for-purpose, commercially-minded compliance frameworks, meeting the expectations of relevant... Market

from: eFinancialCareers.hk - 6 days ago

Bank of China (Hong Kong) Limited

Pay attention to the latest development of regulatory laws, regulations and rules, follow up the management systems of the Head Office and other relevant units, accurately grasp relevant themes and analyze...

from: ctgoodjobs.hk (+2 sources) - 13 days ago

China Renaissance Securities (Hong Kong) Limited

This job description is intended to explain the general nature and level of work being performed. It is not intended to be construed as an exhaustive list of all responsibilities, duties, and skills required...

from: ctgoodjobs.hk - 6 days ago

Trinity Search Limited - Hong Kong

Maintain documentation of compliance activities, such as complaints received or investigation outcomes Liaise with Group Compliance, legal and risk management to ensure group oversight on the Company Identify... 110,000-150,000

from: eFinancialCareers.hk - Yesterday

Hang Seng Bank Limited - Hong Kong

Job description Hang Seng's Liabilities and Secured Lending business offers a wide spectrum of deposits, transaction banking, FX, mortgage and secured lending products to meet customer's needs. You will... Competitive

from: eFinancialCareers.hk - 2 days ago

Deloitte Touche Tohmatsu

Determine if policies, procedures and controls of an AML & sanctions compliance program are adequate, effective and in compliance with regulatory requirements; identify risks and potential causes of deficiencies...

from: ctgoodjobs.hk (+1 source) - 13 days ago

Morgan Stanley - Hong Kong

Key Responsibilities Provide advice on regulatory interpretation and compliance issues in the Equities coverage areas; develop and deliver proactive strategies that support compliance / business objectives... Competitive

from: eFinancialCareers.hk (+1 source) - 6 days ago

Lockton Companies (Hong Kong) Ltd

All information provided by applicants will be treated in the strictest confidence, will be used solely for recruitment purposes and strictly in accordance with Lockton's personal data policies, a copy...

from: ctgoodjobs.hk - 14 days ago

Pfizer Corporation Hong Kong Limited

Supporting and, in some cases, leading compliance investigations in China and working with senior level stakeholders (both in and out country), other Compliance and / or Legal Division colleagues, local...

from: ctgoodjobs.hk - 4 days ago

QBE Insurance - Hong Kong

Sound knowledge of Hong Kong Ordinances relating to insurance entities, insurance related regulatory framework, insurance statutory returns, insurance complaint handling and corporate governance disciplines... Competitive

from: eFinancialCareers.hk - 27 days ago