Compliance Officer Jobs

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SVP, Compliance Independent Assessment Officer  

Citi - Hong Kong

Being part of our team means that we'll provide you with the resources to meet your unique needs, empower you to make healthy decision and manage your financial well-being to help plan for your future... Competitive

from: eFinancialCareers.hk - Yesterday

Compliance Officer  

Public Finance Limited - Hong Kong

Job Responsibilities: Assist in reviewing policies and/or conducting compliance control/audit Prepare compliance reports for management review Job Requirements: Degree holder Holder of ECF Certifications... Competitive & Negotiable

from: eFinancialCareers.hk - 12 days ago

Japanese speaking Compliance Officer(ISO/J-SOX)  

Find Asia Limited - Kwun Tong (+1 location)

1-2 years working experience, experience in ISO audit and possess J-SOX knowledge will be an advantage Possess knowledge in management accounting/ purchase/ procurement is highly preferred Good command...

from: ctgoodjobs.hk (+1 source) - 5 days ago

TRAINEE: Compliance Risks Officer - Compliance - Hong Kong, Hong Kong  

SOCIETE GENERALE - Hong Kong

Behavioral Skills: Team Spirit - Synergies: I make developing synergies a priority Team Spirit - Open mindset/Respect: I listen and share my views and my expertise in an open mode Innovation - Technology... Competitive

from: eFinancialCareers.hk - 3 days ago

Senior Officer – Compliance  

Construction Industry Council (CIC)

a minimum of 5 years’ of work experience with 2 years’ post-qualification work experience in compliance, preferable in data protection and risk management; proficiency in computer skills including Microsoft...

from: ctgoodjobs.hk (+2 sources) - 24 days ago

Legal Compliance Officer (Experienced)  

WizardQuant

Our commitment to excellence has fueled a culture of innovation, creating a dynamic environment for our dedicated professionals. At WizardQuant, we are always eager to welcome like-minded individuals who...

from: ctgoodjobs.hk - 14 days ago

Junior Compliance Officer (Asset management)  

Hays - Hong Kong (+1 location)

Assist with reporting to regulators and handle ad-hoc queries What you'll need to succeed Beachelor Degree or equivalent (Master in Law, Finance, or Business School). Good knowledge of legal requirements... Negotiable

from: eFinancialCareers.hk (+1 source) - 11 days ago

Compliance Officer - European Private Bank  

Michael Page - Central (+2 locations)

Oversee and handle SFC licensing obligations, including licensing for new joiners and leavers for Type 1 - Dealing in Securities and Type 4 - Advising on Securities; The successful candidate will have... 35,000 - 50,000 / month

from: ctgoodjobs.hk (+2 sources) - 10 days ago

Quant Fund Compliance Officer  

Larson Maddox

Timely completion of tasks outlined in the Compliance Monitoring Plan (CMP), including escalating any anomalies or issues to the Global CCO, and retrieving information on staff in other regions as required...

from: ctgoodjobs.hk - 13 days ago

Officer - Vendor Compliance & Sustainability  

Hong Kong Island, Hong Kong, Hong Kong

Coordinate compliance & sustainability initiatives : Coordinates compliance & sustainability initiatives including improve suppliers’ social compliance/sustainability performance, assist in compliance/sustainability...

from: jobleads.hk - More than 30 days ago


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