Compliance Jobs

ICBC Asset Management (Global) - hk

Requirements: Bachelor's Degree holder or above in Business Administration, Accounting, Risk Management, Law or related disciplines (Candidate from other disciplines may be considered if practical experience...

from: hk.talent.com - 5 days ago

Jefferies - hk

Assist in conducting investigation into any violations of the rules, regulations and firm's policy and procedures Assist in carrying out the monitoring and surveillance of the stock trading activities...

from: hk.talent.com - 8 days ago

Robert Walters Hong Kong - Hong Kong Island, Hong Kong, Hong Kong (+1 location)

As a Compliance Director, you will play a crucial role in ensuring that all investment processes and transactions align with both internal guidelines and relevant regulatory standards. You will be responsible...

from: jobleads.hk (+1 source) - 5 days ago

Liberty Insurance Pte Ltd - hk

Fluent spoken and written English and Chinese (Cantonese speaker is preferred). Good at Microsoft office (Word, Excel) skills. Ability to handle sensitive and confidential information with discretion and...

from: hk.talent.com - 12 days ago

Chancery House Ltd - hk (+1 location)

Strong candidates with 5+ years of legal experience may be considered. • Financial institutions background (preferably in the fintech & digital assets industry) is strongly preferred, but exceptions can...

from: hk.talent.com (+1 source) - 3 days ago

Hong Kong Island, Hong Kong, Hong Kong

As a Compliance Manager, you will play a pivotal role in influencing social responsibility within our client's supply base. You will be entrusted with leading on-site inspections, auditing suppliers, identifying...

from: jobleads.hk - 6 days ago

The Edge Partnership - hk

Key responsibilities Reporting into the Head of Global Markets Legal, the incumbent will: Advise on all OTC derivative transactions for the AeJ jurisdictionsDraft and review on documentations related to...

from: hk.talent.com - 8 days ago

Hong Kong Island, Hong Kong, Hong Kong

Personal data provided by the Job Applicant will be used strictly in accordance with the Employer's Personal Data Policies, a copy of which will be provided immediately upon his/her request. All classified...

from: jobleads.hk - 8 days ago

Bank Of China (Hong Kong) Limited - hk (+1 location)

Responsibilities: Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regulatorypliance issues on new products/ services and business...

from: hk.talent.com (+1 source) - 4 days ago

Bank Of China (Hong Kong) Limited - hk (+1 location)

Responsibilities Assist Team Head to manage a team to providepliance advice and support for the Bank's generalpliance and related matters, in particular to the Bank's middle and back office operations...

from: hk.talent.com (+3 sources) - 4 days ago