Latest Compliance Director jobs in Causeway Bay

31 Compliance Director Jobs in Causeway Bay

Head of Asia Pacific Equities Compliance, Executive Director, Hong Kong Morgan Stanley - Hong Kong About the Role Based in Hong Kong and reporting to Head of Sales and Trading Compliance for Asia, this role will provide regional compliance coverage for Morgan Stanley's Equities business, namely Execution... Competitive 3 days ago
Compliance Director风控合规总监 Noah International (Hong Kong) Limited ensuring management and employees are in compliance with the applicable regulations and that policies and procedures are being followed. Manage relationships with regulators, clients and external advisers... 15 days ago
VP/ Associate Director, AML Compliance – Equities/ Securities HARBRIDGE PARTNERS - Hong Kong VP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong Main Duties and Responsibilities: Covering and manging the team for AML/CTF... HK$60k - HK$120k 4 days ago
Associate Director, Private Banking Compliance Pure Hong Kong - Hong Kong The Company Our client is a top tier private bank, with strong presences in Asia, with a long history and established compliance team and culture in HK. As a part of their growing HK Compliance Team,... up to $1mill base 4 days ago
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Manager, Accounting and Finance, MNC, SSP District Morgan Mckinley Limited Reporting to the Finance Director, you will lead a team, oversee the day-to-day financial operations, ensure compliance with regulatory requirements, optimize financial processes, and participate in strategic... Yesterday
Trade Compliance Director - Leading US Electronics Company Michael Page - Central Do you have a deep understanding of US and APAC trade regulations and a track record of successfully ensuring compliance within a complex international trade environment? If so, here is an exciting opportunity... 50,000 - 100,000 / month 23 days ago
Compliance Director - Insurance Ethos BeathChapman - Hong Kong The Role: The role entails taking on ownership in enhancing overall Compliance capabilities as the business continues to grow, ensure senior management and Committee are informed and well advised to tackle... Competitive 21 days ago
Manager / Senior Manager / Head of Risk and Compliance (MIC) - Multi Family Office Omni Group Asia Ltd. Act as the main point of contact for regulatory authorities and manage regulatory inspections, inquiries, and reporting requirements. Prepare and present regular reports on the performance, achievements... 8 days ago
Vice President / Director Compliance - Asset Management Firm Michael Page - Central My client is one of the largest financial services group with separate entities for securities, insurance, bank, and fintech. This particular entity will focus on their asset management business. They... 50,000 above / month 27 days ago
Market Conduct Compliance, Consultant (Manager Level) AIA International Limited. - Hong Kong About the Role Support the Associate Director, Market Conduct Compliance to ensure that AIAHK & Macau operates in accordance with the AIA Group policies and guidelines and local regulatory requirements... Competitive 13 days ago

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