33 Compliance Director Jobs in Central and Western District
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Regional Compliance Lead - Associate Director - Insurance Hays - Hong Kong What you'll need to succeed Minimum 10 years of compliance / audit / risk management experience in the insurance or financial services industry; Bachelor's Degree or above in relevant disciplines; Professional... HKD90000.0 - HKD100000.0 per month 3 days ago
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VP/ Associate Director, AML Compliance – Equities/ Securities Harbridge Partners Limited - Central Western District Handle ad-hoc investigations, customer complaints, suspicious transactions reviews etc. Report non-compliances in accordance with protocols and suggest actions for resolution, compliance improvement planning... 14 days ago
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Associate Director, Private Banking Compliance Pure Hong Kong - Hong Kong The Role As an important part of the HK Private Banking Compliance Team, you will be reporting to the Head of Compliance, responsible for providing compliance advice to their private banking business,... up to $1mill base 2 days ago
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Associate Director, Compliance Services Aptitude Asia - Hong Kong Job Responsibilities: Manage the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers, broker-dealers, and payment service providers Provide expert guidance... Competitive 8 days ago
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Compliance Officer - European Private Bank Michael Page - Central Oversee and handle SFC licensing obligations, including licensing for new joiners and leavers for Type 1 - Dealing in Securities and Type 4 - Advising on Securities; The successful candidate will have... 35,000 - 50,000 / month 8 days ago
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Compliance Manager/ Director, Multi-Strategies Hedge Fund DARMAX GLOBAL - Hong Kong Develop and implement compliance programs and procedures to mitigate risks and maintain a strong compliance culture within the organization. Conduct compliance monitoring, surveillance, and testing to... Competitive 8 days ago
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Regional Compliance Director - Western Insurer Hays - Hong Kong What you'll need to succeed Minimum 10 years of compliance / audit / risk management experience in the insurance or financial services industry; Bachelor's Degree or above in relevant disciplines; Professional... HKD90000.0 - HKD100000.0 per month 21 days ago
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Director, Internal Audit and Compliance (Group level) Nicoll Curtin Technology (HK) Limited Conducts and directs audits and ongoing reviews of organization controls, operating procedures, and compliance with policies and regulations Apply Now; or start a confidential chat with Kimka Lam on Linkedin... 25 days ago
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Compliance Director Ruike Consultancy Asia Limited - Hong Kong Responsibilities: Ensure the applicable registration/licensing requirements are complied with Conduct internal investigation and draft conclusion report Review, revising and drafting internal manuals,... HK$75k - HK$100k 28 days ago
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Associate Director - Compliance Services Waystone Governance Ltd. - Hong Kong Fund clients will include hedge funds, funds of funds, private equity funds, private credit funds and real estate funds with a broad range of investment strategies, managed by investment advisors located... Competitive 21 days ago
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