38 Compliance Specialist Jobs in Central and Western District
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Compliance Specialist - Hedge Fund Ashford Benjamin Ltd - Hong Kong Responsibilities: Responsible for oversight and implementation of regulatory compliance, trading compliance program, policies and procedures Liaise with regulators on handling licensing, inquiries and... Competitive 12 days ago
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VP, Electronic Trading Compliance Pure Hong Kong - Hong Kong Key Responsibilities: • Develop and implement electronic trading compliance policies and procedures • Monitor electronic trading activities to ensure compliance with regulatory requirements • Work with... HK$1200k - HK$1600k 12 days ago
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Associate, Specialist, Financial Crime Advisory-AML, Legal,Compliance & Secretariat DBS Bank Ltd Understand the industry market practices and provide advisory supports to BU and SU in the development and implementation of the policies and procedures for their operations in compliance with Group’s... 12 days ago
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VP, Specialist, Business Compliance, Consumer Banking DBS Bank (Hong Kong) Limited - Hong Kong Business Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. Join hands with CFM team and also frontline to... Competitive 12 days ago
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Sales Specialist, Customer 3rd Party Risk London Stock Exchange Group - Hong Kong This means that we do not discriminate on the basis of anyone's race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status... Competitive 4 days ago
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Insurance Compliance Specialist Noah International 諾亞國際 Identifying potential compliance risk via conducting compliance risk assessment and recommending actions plans to mitigate such risk Minimum 5 years or above experience in compliance from renowned life... 28 days ago
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Legal and Compliance Audit Specialist / Manager (Japanese Speaking) - Ref. 2501 KEK Consultancy Company Limited - - In charge of newly set up department to oversee the legal & compliance audit function and report to Division General Manager/CFO directly We strive to provide extraordinary customer service to both job... 40000 - 52000 29 days ago
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Compliance Specialist, Asset Management DARMAX GLOBAL - Hong Kong Responsibilities: - General compliance responsibilities i.e. investment compliance, regulatory reporting & control, marketing materials review, provide compliance advisory to business, licensing etc ... HK$30k - HK$40k 29 days ago
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Insurance Compliance Specialist Noah International 諾亞國際 - Hong Kong Scope of Responsibilities: To design and implement compliance programs to address market conduct, meet regulatory requirements and internal policies on sales compliance, conduct risk and personal data... Negotiable 29 days ago
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Environmental Compliance Mgr/ Specialists GOLD PERSONNEL COMPANY Exp in MNC, Buying Office will be an advantage Environmental Compliance Mgr/ Specialists Posted on 2024-04-29 Jobs Description Presentation Skills Job Function Full-time Degree 29 days ago
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