24 Compliance Executive Jobs in Hong Kong
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Senior Compliance/ Executive (MSO / TRUST) Doo Technology Limited Maintain and renew the Group‘s licenses and act as a compliance officer to make sure the Group complies with the laws and rules Coordinate with regulators and parties related to MSO, Precious Metals and... 3 days ago
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Assistant Manager / Executive – Legal and Compliance Lockton Companies (Hong Kong) Ltd Lockton is the largest privately held insurance broker in the world and 10th largest overall. With more than 140 offices, 10,750+ associates, serving over 65,000 clients around the world. All applications... 13 days ago
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Head of Asia Pacific Equities Compliance, Executive Director, Hong Kong Morgan Stanley - Hong Kong Training Develop training materials and provide training to Institutional Equity Division staff Industry contacts Lead communications with industry participants to ensure appropriateness and consistency... Competitive 5 days ago
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Senior Compliance Executive Doo Technology Limited Maintain and renew the Group‘s licenses and act as a compliance officer to make sure the Group complies with the laws and rules Coordinate with regulators and parties related to MSO, Precious Metals and... 12 days ago
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Ethics & Compliance Sr. Manager (HK) C.G. Development Ltd The ideal candidate will be enthusiastic and collaborative with high integrity and a pragmatic approach. While the ability to develop and implement strategy is important, an ability to deliver timely and... 10 days ago
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Vice President - IT Risk and Control - IT Hong Kong Exchanges and Clearing Limited - Hong Kong Expertise in Line 1.5 risk and control management. A track record of leading compliance or technology audit teams successfully. A comprehensive understanding of risk and control throughout the system development... Competitive 17 days ago
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Senior Regulatory Compliance Manager, WPB - Hang Seng Bank (HK) Hang Seng Bank Limited - Hong Kong Manage the relationship with relevant regulators on behalf of HASE HK. Be responsible for second line governance of Regulatory Compliance risks exposures, providing analysis, reporting and governance to... Competitive 17 days ago
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Senior Manager (Legal and Governance) Hong Kong Family Welfare Society - Hong Kong To prepare and maintain internal policies and guidelines and deal with the Agency’s legal, governance, and compliance matters. To report and be accountable to Chief Executive, give all-round support on... Yesterday
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Compliance Manager - Hang Seng Bank (HK) Hang Seng Bank Limited - Hong Kong Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes Ability to lead change in Hang Seng Bank / HSVM, contributing to joining up with the other teams... Competitive 17 days ago
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Head of Compliance AIA International Limited. - Hong Kong Oversee the implementation of an effective compliance risk assessment program for AIAHK and engage with key business stakeholders which includes but not limited to: 1) engaging members of the Executive... Competitive 26 days ago
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