Latest Compliance Monitoring Manager jobs in Sha Tin

30 Compliance Monitoring Manager Jobs in Sha Tin

Officer - Sales Support (CDD/KYC) (Entry Level) FundPark - Kowloon, hk In this role, you would work closely with Manager, Client Coverage / Vice President, Business Development to promote the trade finance solutions, assist in client onboarding with performing KYC/ AML due... 11 days ago
Head of Transfer Agency - Executive Director Kowloon, Hong Kong, Hong Kong Provide oversight on services delivered by our outsourced Transfer Agent vendor in Hong Kong as well as managing various regulatory reporting tasks, product and fund life cycle events, offshored processes... 17 days ago
Manager, Compliance Monitoring & Testing, Global Asset Manager Pure Hong Kong - Hong Kong Stay updated on relevant laws, regulations, and industry best practices to ensure the compliance program remains current and effective. Excellent written and verbal communication skills, with the ability... HK$30k - HK$50k 6 days ago
Assistant AML Compliance Manager (Transaction Monitoring) - Financial Crime Compliance Department The Bank of East Asia - Hong Kong Applicants who are not invited for interviews within six weeks may consider their applications unsuccessful and the personal data collected will be destroyed after six months Negotiable 12 days ago
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Compliance Officer (Securities, Trust and Company Secretarial Services) The Core Securities Company Limited The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance/ethics issues and providing guidance for the senior management team on matters relating to... 2 days ago
Assistant / Deputy Operational Risk Manager (Monitoring and Assurance Team) Bank of China (Hong Kong) Limited Data collected would be used for recruitment purposes only. It might also be disclosed to our subsidiaries or Associated Companies to process the information for appointment. Applicants who do not hear... 4 days ago
Assistant Compliance Manager (FCC Regtech & Transformation Section) - Financial Crime Compliance The Bank of East Asia - Hong Kong Review and comment on the Bank's manuals, policies and guidelines from an AML/CFT perspective Assist in Fintech/ Regtech related analysis and enhancement tasks for AML compliance area Develop and promote... Negotiable 2 days ago
Assistant Compliance Manager (Transaction Monitoring) O-Bank Co., Ltd - Tsim Sha Tsui, Yau Tsim Mong District Minimum of 2-3 years of relevant experience in undertaking SAR reviews and investigation within a financial institution Good command in both written and spoken English and Chinese (including Mandarin) Knowledge... Today
Market (Traded) Risk - VP/SM - Top Tier Bank Hays - Hong Kong What you'll get in return Attractive Remuneration Package Extensive Career Progression Opportunities Young and Energetic Working Environment What you need to do now If you're interested in this role, click... HKD70000.0 - HKD100000.0 per month 5 days ago
Senior Operational Risk Manager / Operational Risk Manager (Monitoring and Assurance Team) Bank of China (Hong Kong) Limited Holder of Associate Operational Risk Management Professional (AORP) (for Operational Risk Manager position) or Certified Operational Risk Management Professional (CORP) (for Senior Operational Risk Manager... 11 days ago

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