35 Compliance Director Jobs in Tsim Sha Tsui - page 2
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Senior Compliance Advisor (Fixed Term Contract) Fusion Bank Limited - Hong Kong Responsibilities: Monitor and mitigate regulatory compliance risk for the Bank Provide regulatory and compliance related advice and support to management and business, in relation to banking compliance... Competitive 3 days ago
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Head of Asia Pacific Equities Compliance, Executive Director, Hong Kong Morgan Stanley - Hong Kong Key Responsibilities Provide advice on regulatory interpretation and compliance issues in the Equities coverage areas; develop and deliver proactive strategies that support compliance / business objectives... Competitive 18 days ago
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Head of Finance, mid size PE firm Michael Page - Central 1. At least 10 years experience required 2. Qualified accountant is preferred 3. Familiar with IPO and Capital Market in HK and US 4. People manager and willing to coach junior - Familiar with PE and work... 100,000 above / month 10 days ago
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VP/ Associate Director, AML Compliance – Equities/ Securities HARBRIDGE PARTNERS - Hong Kong Manage the HK operations’ FATCA/ CRS compliance and other upcoming common reporting standard Handling the head-quarter’s enquiries and acting as the focal point to coordinate any information/report to... HK$60k - HK$120k 19 days ago
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Senior Manager, Compliance Prudential plc - Hong Kong Job Responsibilities Assist the Director, Distribution Compliance and Monitoring in developing and continue ongoing improvements of distribution compliance framework including day to day oversight of compliance... Competitive 8 days ago
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Manager, Compliance & Risk Management Sompo Insurance (Hong Kong) Company Limited Help ensure the Company’s ongoing regulatory compliance with applicable laws, rules and regulations in the Hong Kong general insurance industry and the Group, including the maintenance, development and... 15 days ago
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Associate Director, Private Banking Compliance Pure Hong Kong - Hong Kong The Role As an important part of the HK Private Banking Compliance Team, you will be reporting to the Head of Compliance, responsible for providing compliance advice to their private banking business,... up to $1mill base 19 days ago
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Senior Manager, Accounting & Finance Octopus Holdings Limited - Hong Kong Ensure compliance with financial regulations, policies, and procedures, and maintain strong internal controls and governance Assist in contract/agreement review and assess the accounting and financial... Negotiable 8 days ago
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Financial Crime Compliance Manager, APAC (6 months contract) Invesco With over $1.7 trillion of assets under management, Invesco is one of the world’s leading global investment management firms, headquartered in Atlanta, GA. Spreading across 26 countries and with over 8400... 15 days ago
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Assistant Manager, Agency Compliance Prudential plc - Hong Kong Responsible for maintaining and ensuring the accuracy of the disciplinary log and complete complaint/compliance related reports and analysis for submission to Regional Office, Enterprise Risk Management... Competitive 8 days ago
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