Trade Compliance Jobs in Sha Tin

Ashford Benjamin Ltd - Hong Kong

Responsibilities: Provide risk advice on transactions relates to Electronic and Algo Trading in the APAC region Responsible for pre and post trade risk controls framework and policy Oversee risk limits... Competitive

from: eFinancialCareers.hk - 11 days ago

Hays - Hong Kong

What you'll get in return Career path Competitive salary and annual bonus What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call... HKD50000.0 - HKD55000.0 per month

from: eFinancialCareers.hk - 14 days ago

myGwork - LGBTQ Business Community

Provide Global Markets cross products back office support, mainly responsible for customer static data, settlement instructions and various system parameter maintenance in Global Markets Systems, CSA and...

from: ctgoodjobs.hk - 16 days ago

Unicorn Advisor (HK) Limited - Hong Kong

Actively identifies, manages, and mitigates risk arising from business activities including but not limited to AML/KYC risk and investment suitability Assure activities performed by the frontline in quality... Negotiable

from: eFinancialCareers.hk - 6 days ago

UBS - Hong Kong

Your expertise Let's talk if... You have: • Ideally, 2-4 years of relevant work experience in Trade Surveillance/ Market Surveillance, Compliance or a Regulatory Authority domain (whether in-house or consulting)... Competitive

from: eFinancialCareers.hk - 6 days ago

Shanghai Commercial Bank Ltd. - Kwai Hing

Ensure the accuracy and efficiency of daily transactions and compliance with the Bank's policies, procedures and guidelines, including anti-money laundering and counter-terrorist financing procedures Responsible...

from: ctgoodjobs.hk - 6 days ago

Mizuho Bank, Ltd - Hong Kong

Teams mainly handle daily operations of trade, (i.e. LC opening, LC Advising, Confirmation, Transfer LC, Import & Export documents checking, financing, Collection, settlement, irregular item investigation... Not Specified

from: eFinancialCareers.hk - 12 days ago

DBS Bank (Hong Kong) Limited

Be sensitive and aware of financial crime risk landscape of the bank and the financial industry at large and thus be ready to advise management on mitigation strategies and/or partner with stakeholders...

from: ctgoodjobs.hk - 20 days ago

UBS - Hong Kong

Your expertise Your expertise : Let's talk if... You have: • Ideally, 4-6 years of relevant work experience in Trade Surveillance/ Market Surveillance, Compliance or a Regulatory Authority domain (whether... Competitive

from: eFinancialCareers.hk (+1 source) - 21 days ago

Yue Xiu Securities Holdings Limited

4. Working closely with the Head of Compliance and Legal Affairs Department on new business initiatives from the proprietary investment business, including providing product specific advice and enhancing...

from: ctgoodjobs.hk (+1 source) - 13 days ago