Responsible Officer Type 9 Jobs in Sheung Wan

Acts Consulting Co. 毅知顧問公司

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. Over 8 years operation experience in...

from: ctgoodjobs.hk - 7 days ago

Wellesley

A leading fintech company specializing in digital assets and blockchain technology is seeking a highly experienced and qualified Responsible Officer to oversee its Type 1, 4, and 9 regulated activities...

from: ctgoodjobs.hk - 10 days ago

Zircon Securities (HK) Limited - Tsim Sha Tsui, Yau Tsim Mong District

• 本科及以上學歷，金融、經濟或相關專業；有CPA, CFA等專業資格者優先； • 熟悉證券及期貨條例、相關監理機關的規定及指引； • 良好的中、英、國語口說和書寫能力

from: jobsdb.com - 14 days ago

Pionex Global

监管合规性： 作为RO负责证监会第 4 类和第 9 类牌照的申请和管理。及时了解与金融资产相关的本地或国际监管要求。制定、审查和更新运营政策和程序，以确保遵守适用的监管和报告要求。协助编写和维护所有运营、政策和程序，风险控制等相关文件； 风险管理： 评估与公司业务活动相关的合规风险，并采取措施有效管理和减轻风险，建立并维护强大的业务风险管理框架，以防范企业运营、法律和声誉等方面的潜在风险。了解行业和市场的最新动态，及时为公司提供最佳的方案以主动应...

from: ctgoodjobs.hk - 16 days ago

Acts Consulting Co. 毅知顧問公司

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. Banking / Finance - Order Processing...

from: ctgoodjobs.hk - 19 days ago

Eddid Securities and Futures Limited - Admiralty

Eddid Securities and Futures Limited (Eddid Securities and Futures) is a core member of the Eddid Holdings Group. It was incorporated in Hong Kong in 2015. It relies on professional investment and research...

from: ctgoodjobs.hk (+1 source) - 22 days ago

Acts Consulting Co. 毅知顧問公司

Act as Responsible Officer to supervise all regulated activities and operations of the respective type of licensed business Has excellent communication skills and fluency in spoken English and Cantonese...

from: ctgoodjobs.hk - 19 days ago