Compliance Manager Jobs in Tsim Sha Tsui

Shanghai Commercial Bank Ltd - Tsimshatsui

Ensure all sale process, training materials and sale materials (e.g. product leaflet and incentive leaflet, etc.) complied with the regulators and bank standards Formulate, evaluate and roll-out the procedures...

from: ctgoodjobs.hk - 13 days ago

WE Services Limited - Tsim Sha Tsui, Yau Tsim Mong District

Bachelor's degree holder or above, preferable with major in Law/Finance or related desciplines. Provide compliance support to all business unites of the company. Update compliance policies and procedures... $20,000 – $25,000 per month

from: jobsdb.com - 9 days ago

HKC (Holdings) Ltd - Tsim Sha Tsui, Yau Tsim Mong District

• To assist Accounting Manager in ensuring compliance with statutory requirements; • Familiar with HK & PRC Accounting Standard and taxation; • Knowledge of Yongyou system is an advantage; Job duties:

from: jobsdb.com - 2 days ago

Kowloon, Hong Kong, Hong Kong

Nurture the team with technical expertise especially in the area of products, operational processes and vendor management and provide timely performance management of the team including goal setting, setting...

from: jobleads.hk - 5 days ago

O-Bank Co., Ltd - Tsim Sha Tsui, Yau Tsim Mong District

Assist in implementing AML controls, follow-up on post-STR actions and maintenance of internal watch lists Conduct transaction monitoring and report suspicious transactions to JFIU Assist in preparing...

from: jobsdb.com - 23 days ago

O-Bank Co., Ltd - Tsim Sha Tsui, Yau Tsim Mong District

Manage the licensed staff subject to the latest regulatory requirements, including licensing/ CPD requirements/ regular review on the licensed staff’s fit and proper requirements Conduct gap analysis and...

from: jobsdb.com - 23 days ago

Bank of China (Hong Kong) Limited

Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business propositions Conduct...

from: ctgoodjobs.hk - 4 days ago

CLSA Limited

Minimum 2 years of relevant work experience in the financial services industry in Compliance or internal audit and/or with a securities exchange or regulator Participate to the update of compliance manuals...

from: ctgoodjobs.hk (+1 source) - 3 days ago

HSBC - Kowloon, hk (+1 location)

Principal responsibilities: Establish and maintain effective risk management and controls within Card Business by assessing operational risks and performing review of control procedures and monitoring...

from: hk.talent.com (+1 source) - 12 days ago

ICBC Asset Management (Global) Company Limited

Bachelor's Degree holder or above in Business Administration, Accounting, Risk Management, Law or related disciplines; (Candidate from other disciplines may be considered if practical experience is possessed...

from: ctgoodjobs.hk - 4 days ago