Compliance Officer Jobs in Admiralty

Phillip Securities (HK) Ltd - Admiralty, Central and Western District

We offer a full range of financial services which include asset management, bond and securities broking, futures & options, foreign exchange, unit trusts, insurance, investor education and investment research...

from: jobsdb.com - 25 days ago

Oscar and Partners Capital Limited - Admiralty, Central and Western District

Minimum of 3-6 years of legal/compliance experience, buyside experiences preferred Good understanding of asset management business and regulatory requirements Bachelor degree, legal background is preferred...

from: jobsdb.com - 23 days ago

The Core Securities Company Limited

Collaborating with other departments of the Company to direct compliance issues to appropriate existing channels for investigation and resolution. Consulting with legal counsels as needed to resolve difficult...

from: ctgoodjobs.hk - 4 days ago

Deloitte Touche Tohmatsu - Admiralty, Central and Western District

Participate in relationship building with the rest of the global Deloitte network through cross-firm engagements and business development opportunities, regional / international eminence activities, staff...

from: jobsdb.com - 13 days ago

Hays Hong Kong Limited - Central

0-5 years of experience; from the field of legal, compliance, audit, finance, banking and consulting Monitor and alleviate potential risks identified in projects Legal & Compliance Officer (Fresh Graduates...

from: ctgoodjobs.hk - 6 days ago

Phillip Securities (HK) Ltd

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. Strong command of both written and...

from: ctgoodjobs.hk (+1 source) - 14 days ago

Taikang Asset Management (Hong Kong) Co. Ltd. - Hong Kong

The Company has also created career progression channels and developed a mature promotion policy that enables employees to fulfill themselves and continuously advance their career with our business growth... Commensurate with experience

from: eFinancialCareers.hk - 6 days ago

Doo Technology Limited

Maintain and renew the Group‘s licenses and act as a compliance officer to make sure the Group complies with the laws and rules Coordinate with regulators and parties related to MSO, Precious Metals and...

from: ctgoodjobs.hk - 4 days ago

Michael Page - Central

The main duties include senior stakeholder management, support chief executive on all regulatory and general compliance matters, provide advisory to all business lines with a strong focus on retail bank...

from: ctgoodjobs.hk - 13 days ago

Larson Maddox - Hong Kong

Has a team of 2 and are looking for a candidate for General and Regulatory Compliance experience. JOB RESPONSIBILITY Develop and implement compliance policies and procedures in line with applicable regulations... Negotiable

from: eFinancialCareers.hk - 7 days ago