Compliance Specialist Jobs in Admiralty

CITIC Pacific Limited - Admiralty

We are currently seeking a passionate Specialist to join our team. The job holder will be responsible for internal and external coordination to ensure compliance with regulations for our Property sales...

from: ctgoodjobs.hk (+1 source) - 25 days ago

Oriental Patron Financial Services Group Ltd.

We are now seeking a candidate to fill the role of Compliance Specialist within our compliance division. Candidates with a more extensive background may be eligible for the position of Compliance Associate...

from: ctgoodjobs.hk (+1 source) - 4 days ago

Larson Maddox - Hong Kong

Has a team of 4 and are looking for a candidate for Legal or Compliance experience. JOB RESPONSIBILITY Monitor daily trading activities and transactions to ensure compliance with firm policies, client... HKD360000 - HKD360001 per annum

from: eFinancialCareers.hk - 2 days ago

GOLD PERSONNEL COMPANY

Good Eng, presentation skillAll applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. At least...

from: ctgoodjobs.hk - 4 days ago

Noah International 諾亞國際 - Hong Kong

Scope of Responsibilities: To design and implement compliance programs to address market conduct, meet regulatory requirements and internal policies on sales compliance, conduct risk and personal data... Negotiable

from: eFinancialCareers.hk - 4 days ago

Ashford Benjamin Ltd - Hong Kong

Responsibilities: Ensure that Asset Management business operates in compliant within Fund Manager Code of Conduct and SFO; Play a key role in providing compliance advise Maintaining an effective compliance... Competitive

from: eFinancialCareers.hk - 2 days ago

KEK Consultancy Company Limited - Central

In charge of newly set up department to oversee the legal & compliance audit function and report to Division General Manager/CFO directly The information provided will only be used for recruitment related... HK$ 40000-52000

from: jobmarket.com.hk - 11 days ago

Ashford Benjamin Ltd - Hong Kong

Responsibilities: Responsible for oversight and implementation of regulatory compliance, trading compliance program, policies and procedures Liaise with regulators on handling licensing, inquiries and... Competitive

from: eFinancialCareers.hk - 17 days ago

KEK Consultancy Company Limited - -

KEK Consultancy Company Limited has been providing topnotch HR services to job seekers and employers for more than 15 years. We strive to provide high quality services including recruitment, headhunting... 40000 - 52000

from: headlinejobs.hk - 24 days ago

Pure Hong Kong - Hong Kong

Key Responsibilities: • Develop and implement electronic trading compliance policies and procedures • Monitor electronic trading activities to ensure compliance with regulatory requirements • Work with... HK$1200k - HK$1600k

from: eFinancialCareers.hk - 17 days ago