Compliance Specialist Jobs in Causeway Bay

ConnectedGroup Limited - Hong Kong

Eager to learn about new technology and vendor systems, and able to communicate effectively with the relevant support teams Proactive, courteous, and flexible team player Fluency in written and spoken... Negotiable

from: eFinancialCareers.hk - 4 days ago

AIA International Limited. - Hong Kong

Encompassing our ambition of helping a billion people live Healthier, Longer, Better Lives by 2030. And to get there, we need ambitious people who believe in playing an important part in shaping that future... Competitive

from: eFinancialCareers.hk - 2 days ago

Noah International 諾亞國際

To design and implement compliance programs to address market conduct, meet regulatory requirements and internal policies on sales compliance, conduct risk and personal data privacy Providing compliance...

from: ctgoodjobs.hk - 11 days ago

DARMAX GLOBAL - Hong Kong

Responsibilities: Execute compliance monitoring tasks, encompassing approval of personal dealings, review of fund newsletters, preparation of regulatory reporting, documentation of Continuous Professional... HK$20k - HK$30k

from: eFinancialCareers.hk - 13 days ago

Oriental Patron Financial Services Group Ltd.

We are now seeking a candidate to fill the role of Compliance Specialist within our compliance division. Candidates with a more extensive background may be eligible for the position of Compliance Associate...

from: ctgoodjobs.hk (+1 source) - 18 days ago

Larson Maddox - Hong Kong

Has a team of 4 and are looking for a candidate for Legal or Compliance experience. JOB RESPONSIBILITY Monitor daily trading activities and transactions to ensure compliance with firm policies, client... HKD360000 - HKD360001 per annum

from: eFinancialCareers.hk - 16 days ago

Noah International 諾亞國際 - Hong Kong

Scope of Responsibilities: To design and implement compliance programs to address market conduct, meet regulatory requirements and internal policies on sales compliance, conduct risk and personal data... Negotiable

from: eFinancialCareers.hk - 18 days ago

KEK Consultancy Company Limited - -

KEK Consultancy Company Limited has been providing topnotch HR services to job seekers and employers for more than 15 years. We strive to provide high quality services including recruitment, headhunting... 40000 - 52000

from: headlinejobs.hk - 26 days ago

Ashford Benjamin Ltd - Hong Kong

Responsibilities: Ensure that Asset Management business operates in compliant within Fund Manager Code of Conduct and SFO; Play a key role in providing compliance advise Maintaining an effective compliance... Competitive

from: eFinancialCareers.hk - 16 days ago

JFE Consulting Limited - - (+1 location)

Establish and oversee a newly formed department responsible for legal and compliance audits, reporting directly to the Division General Manager/CFO. Draft and review agreements, contracts, company policies... 45000 - 52000

from: headlinejobs.hk (+1 source) - 14 days ago