Head Compliance Jobs in Chai Wan

Ares Management Corporation - Hong Kong

Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate collaboratively with a global focus, including Regulatory, which... Competitive

from: eFinancialCareers.hk - 17 days ago

Michael Page - Central

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Monica Wong on +852 2848 4789. Dual reporting line to global and Singapore in a stand... 50,000 - 100,000 / month

from: ctgoodjobs.hk - 16 days ago

Unicorn Advisor (HK) Limited - Hong Kong

Will be working along with head of legal Needs to have strong global markets (sales and trading) SFC compliance leadership experiences. highly competitive

from: eFinancialCareers.hk - 19 days ago

AIA International Limited. - Hong Kong

About the Role • To lead and oversee the Compliance Department which works as a second line of defence in partnership with the business (as first line of defence) to ensure that all regulatory, market... Competitive

from: eFinancialCareers.hk - 25 days ago

DBS Bank Ltd

Compliance Governance, Oversight and Reporting reviews within one unit in Compliance for the purpose/benefit of benchmarking practices across different BU/SUs internally and identify specific area/unit...

from: ctgoodjobs.hk - 21 days ago

Omni Group Asia Ltd. - Hong Kong

Risk Management: Establish and maintain effective risk governance frameworks, including risk appetite statements, risk tolerance levels, and risk reporting structures Develop and implement risk mitigation... HK$40k - HK$60k

from: eFinancialCareers.hk - 15 days ago

Yue Xiu Securities Holdings Limited

Applicants not invited for interviews within six weeks may consider their applications unsuccessful. Our Company is an equal opportunity employer. Personal data collected will be used for recruitment purpose...

from: ctgoodjobs.hk (+1 source) - 10 days ago

QBE Insurance - Hong Kong

Primary Details Time Type: Full time Worker Type: Employee Primary Responsibilities Ensure appropriate and relevant advice is provided to Senior Leadership on the management of regulatory changes within... Competitive

from: eFinancialCareers.hk - 25 days ago

Trinity Search Limited - Hong Kong (+1 location)

Maintain documentation of compliance activities, such as complaints received or investigation outcomes Liaise with Group Compliance, legal and risk management to ensure group oversight on the Company Identify... 110,000-150,000

from: eFinancialCareers.hk (+1 source) - 29 days ago

Yue Xiu Securities Holdings Limited

1. Assist/advise different lines of businesses on various compliance issues, including the registration of new entities and where necessary assist in managing the application process from the appropriate...

from: ctgoodjobs.hk (+1 source) - 13 days ago