Latest Compliance Officer jobs in Admiralty

177 Compliance Officer Jobs in Admiralty

Audit and Compliance Officer / Senior Audit and Compliance Officer Phillip Securities Group - Admiralty At least 2 years solid experience in legal, compliance or audit. High regard will be given to applicants from international financial institutions or professional services firms Candidates with more relevant... 24 days ago
Compliance Officer (Senior Analyst / Associate) Eddid Financial Holdings Limited - Admiralty Provide practical compliance advice for business such as retail and institutional brokerage, global markets business and businesses of the Group Support compliance functions of the Group in Money Lenders... 23 days ago
Audit and Compliance Officer / Senior Audit and Compliance Officer Phillip Securities (HK) Ltd - Admiralty, Central and Western District We offer a full range of financial services which include asset management, bond and securities broking, futures & options, foreign exchange, unit trusts, insurance, investor education and investment research... 15 days ago
Compliance Officer, Type 9 Asset Management Licensed Corporation Oscar and Partners Capital Limited - Admiralty, Central and Western District Minimum of 3-6 years of legal/compliance experience, buyside experiences preferred Good understanding of asset management business and regulatory requirements Bachelor degree, legal background is preferred... 13 days ago
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Compliance Officer (Trade Surveillance) Futu Securities International (Hong Kong) Limited Minimum 1-2 years of compliance and/or trade surveillance experience, Or Minimum 3 years of solid experience in well fame brokerage firms dealing room. Good exposure to back-end trade monitoring would... 24 days ago
Associate Director - Financial Industry Risk & Regulatory (Insurance) - HK Deloitte Touche Tohmatsu - Admiralty, Central and Western District Participate in relationship building with the rest of the global Deloitte network through cross-firm engagements and business development opportunities, regional / international eminence activities, staff... 3 days ago
Chief Compliance Officer - Retail Bank Michael Page - Central The main duties include senior stakeholder management, support chief executive on all regulatory and general compliance matters, provide advisory to all business lines with a strong focus on retail bank... 3 days ago
Compliance Officer (Finance, 5 days) Delken Group Limited Interested candidates, please send your resume (MS Word document) including employment history, present and expected salary to us. Provide support in administrative tasks and document management Candidates... 2 days ago
Compliance Officer Public Finance Limited - Hong Kong Job Responsibilities: Assist in reviewing policies and/or conducting compliance control/audit Prepare compliance reports for management review Job Requirements: Degree holder Holder of ECF Certifications... Competitive & Negotiable 5 days ago
Senior Compliance Officer Public Finance Limited Good knowledge in regulations and statutory requirements from regulatory bodies is pre-requisite (e.g. Banking Ordinance) Banking / Finance - Client Service Good command in both spoken and written English... 4 days ago

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