Latest Compliance Officer jobs in Sheung Wan

174 Compliance Officer Jobs in Sheung Wan

Compliance Officer (Securities Firm) CN First International Futures Limited - Sheung Wan, Central and Western District University degree in business, accounting, finance, law or related disciplines. Handle SFC enquiries, licensing related matters and other regulatory filling work Conduct regular compliance monitoring procedures... 6 days ago
Compliance Officer (Fresh graduate will also be considered) Compliance First Consulting Limited - Sheung Wan, Central and Western District Handle notification and examination matters to ensure compliance of SFC-licensed corporations in respect of statutory requirements University graduates in accounting or BBA are preferred. Less year of... 14 days ago
合規主任/Compliance Officer 浙商國際金融控股有限公司 1、至少1年及以上香港金融相關法律合規工作經驗，熟悉SFC、IA、TCSP牌照浙商國際金融控股有限公司負責SFC第1,2,4,5,9類持牌業務合規工作 3、處理所有開戶、盡職審查及反洗錢相關事宜；崗位要求：管理 Work Model Experience 27 days ago
Compliance Officer TSE'S Securities Limited - Sheung Wan, Central and Western District At least 6-8 years work experience as a General Compliance in SFC LC. Conducting AML/KYC checking and other necessary investigations Formulate, review and update policies and procedures Good command of... 23 days ago
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Associate Compliance Consultant (MSO) ComplianceOne Consulting Limited - Sheung Wan, Central and Western District Provide advisory and consultancy service to clients who have engaged our Ongoing Compliance Support Service; Basic understanding of operations of the traditional currency exchange shop and tech-based remittance... $22,000 – $32,000 per month 6 days ago
Compliance Officer (Finance, 5 days) Delken Group Limited Interested candidates, please send your resume (MS Word document) including employment history, present and expected salary to us. Provide support in administrative tasks and document management Candidates... Yesterday
Senior Compliance Officer Public Finance Limited Good knowledge in regulations and statutory requirements from regulatory bodies is pre-requisite (e.g. Banking Ordinance) Banking / Finance - Client Service Good command in both spoken and written English... 3 days ago
Compliance Officer Public Finance Limited - Hong Kong Job Responsibilities: Assist in reviewing policies and/or conducting compliance control/audit Prepare compliance reports for management review Job Requirements: Degree holder Holder of ECF Certifications... Competitive & Negotiable 4 days ago
Chief Compliance Officer - Retail Bank Michael Page - Central The main duties include senior stakeholder management, support chief executive on all regulatory and general compliance matters, provide advisory to all business lines with a strong focus on retail bank... 2 days ago
Environmental Compliance Assistant / Environmental Compliance Officer Mid Ocean Hong Kong Ltd midocean has been one of the leading wholesalers in the European premiums, promotional products and business gift market for more than 50 years. More than 10.000 distributors trust midocean to ship their... 10 days ago

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