10 Responsible Officer Type 9 Jobs in Central and Western District
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SFC Responsible Officer (Type 9) & KIP (for Public Fund) Eddid Securities and Futures Limited - Admiralty Eddid Securities and Futures Limited (Eddid Securities and Futures) is a core member of the Eddid Holdings Group. It was incorporated in Hong Kong in 2015. It relies on professional investment and research... 6 days ago
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SFC Responsible Officer Type 1,4,9 - Operation Acts Consulting Co. 毅知顧問公司 All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. Banking / Finance - Order Processing... 3 days ago
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Responsible Officer (Type 1,4,9) Little Girl Securities (International) Limited - Central and Western District Provide guidance and leadership on the development, implementation, and monitoring of effective compliance policies and procedures. Act as Type 1,4,9 Responsible Officer and supervise all regulated activities... 8 days ago
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SFC Responsible Officer Type 3 Acts Consulting Co. 毅知顧問公司 Act as Responsible Officer to supervise all regulated activities and operations of the respective type of licensed business Has excellent communication skills and fluency in spoken English and Cantonese... 3 days ago
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Responsible Officer (Type 9) (Part-Time) Connexe Search Limited - Central, Central and Western District As a Responsible Officer, you will play a crucial role in overseeing the Crypto Fund operations and ensuring compliance with relevant regulations and guidelines. The ideal candidate will have experience... $30,000 – $40,000 per month 19 days ago
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Responsible Officer Topaz Investment Strategy Limited - Central, Central and Western District The wholly-owned subsidiaries of Topaz Investment Strategy Limited include Topaz Financial Group Limited, Topaz Capital Management Limited and Topaz Family Office Limited. Headquartered in the core business... Yesterday
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Responsible Officers (RO) SFC 1,4,9 – Application VOX Partners Group Limited - Central and Western District • Current holder of SFC Responsible Officer license for Type 1/,4,9 regulated activities preferred. However, current Type 1/ 2/ 4/ 6 /9 Representatives will also be considered if they have the abovementioned... 3 days ago
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Public Fund Responsible Officer (RO9) Sinohope Technology Holdings Limited - Central, Central and Western District Lead the product authorization process, work closely with SFC to obtain necessary approvals, build the operation system of the public fund, formulate and implement relevant policies for running public... 3 days ago
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SFC Type 3 Responsible Officer ACTS Consulting Co - Central and Western District Our client is a SFC Type 1,2,3,4,6,9 licensed company seeking for a RO for Type 3 activity. Provide constructive advice to the management to improve the business operation Has 3 years or plus solid experience... 29 days ago
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4、9号牌RO FBG Global Assets Limited - Central and Western District 2.AT least 3 years of fund management experience and familiar with fund operations in Hong Kong, Cayman etc; 1、担任4、9号牌受监管活动的RO代表，负责协助香港公司4号、9号牌的申请，与SFC保持良好的沟通与联系； 2、履行管理职责，监督公司的整体业务活动受监管并符合证监会规则和公司准则； 任职要求：... $13,000 – $17,000 per month 18 days ago
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