14 Responsible Officer Type 9 Jobs
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Sole Responsible Officer Type 4 & 9 (part-time/silent RO) GOUGH RECRUITMENT - hk Category : Investment and Asset Management Work Type : Permanent / Full Time Location : Hong Kong Main responsibilities: Lead and manage SFC license application processes Ensure that the company complies... 8 days ago
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SFC Responsible Officer Type 1,2,4,9 Acts Consulting Co. 毅知顧問公司 - Not Specified Our client is with SFC 1, 2,4,6 and 9 licenses and is looking for a RO to manage the operations :- Organize the business operation from front to backend SFC Responsible Officer Type 1,2,4,9 Requirements... 7 days ago
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SFC Responsible Officer (Type 9) & KIP (for Public Fund) Eddid Securities and Futures Limited - Admiralty Eddid Securities and Futures Limited (Eddid Securities and Futures) is a core member of the Eddid Holdings Group. It was incorporated in Hong Kong in 2015. It relies on professional investment and research... 16 days ago
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Sole Responsible Officer GOUGH RECRUITMENT - hk Category : Investment and Asset Management Work Type : Permanent / Full Time Location : Hong Kong Main responsibilities: Lead and manage SFC license application processes Ensure that the company complies... 11 days ago
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SFC Responsible Officer Type 4,9 - Operation Acts Consulting Co. 毅知顧問公司 - Not Specified Our client is a private equity with SFC 4 and 9 licenses and is looking for a RO to manage the operations : With vision and good Operation and management skill SFC RO 4 and 9 holder is a must Experienced... 27 days ago
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Responsible Officer type 1, 4, 9 負責人員 Zircon Securities (HK) Limited - Tsim Sha Tsui, Yau Tsim Mong District • 有向機構和私人客戶行銷和執行集團股權資本市場配售經驗； 職責: • 至少5年相關經驗； 3 days ago
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SFC Responsible Officer Type 3 Acts Consulting Co. 毅知顧問公司 - Not Specified Act as Responsible Officer to supervise all regulated activities and operations of the respective type of licensed business Has excellent communication skills and fluency in spoken English and Cantonese... 3 days ago
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Responsible Officer - Type 4 & 9 (PART TIME Up to $35K) iPlatform HR Service Limited - Central, Central and Western District Act as the Responsible Officer and Manager-In-Charge (MIC) for Types 4 and 9 regulated activities, with management responsibilities and duties to supervise the middle and back office regulated businesses... $25,000 – $35,000 per month 5 days ago
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Sole Responsible Officer Gough Recruitment Data collected will be used for recruitment purposes only. Personal data provided by job applicants will be used strictly in accordance with the Personal Data (Privacy) Ordinance. We regret that only the... 10 days ago
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SFC Type (9) Responsible Officers (RO) Sinohope Technology Holdings Limited - Central, Central and Western District Act as sole Responsible Officer for RA Types 9 with management responsibilities and duties to supervise the overall regulated businesses of the firm Existing SFC License Representative of RA Type 9 with... 18 days ago
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