Latest Compliance Officer jobs in Mongkok (page 3)

185 Compliance Officer Jobs in Mongkok - page 3

Compliance Officer, STR Investigation & Reporting Shanghai Commercial Bank Ltd - North Point All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided immediately upon request by contacting... 13 days ago
Chief Compliance Officer Prudential plc - Hong Kong As the Compliance leader and subject matter expert, the Chief Compliance Officer will report into the Chief Risk Officer to establish standards and implement procedures to ensure compliance programs are... Competitive 10 days ago
Compliance Officer (Securities, Trust and Company Secretarial Services) The Core Securities Company Limited This position functions as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The position ensures the management and employees are: (i) in... 18 days ago
AML Compliance Officer Morgan McKinley - Hong Kong A boutique investment bank with established business arcoss captial markets, sales & trading and asset management in the region is looking for an AML Compliance Officer to join the team. Professional certifications... Competitive 12 days ago
AVP / Senior Associate, Compliance & Controls Officer, Equity Capital Markets DBS Bank Ltd DBS is a top equity house and a market leader in REITs and property trusts in the region. We have been recognized as pre-eminent investment bank and won a number of prestigious awards, including Best Investment... 12 days ago
FATCA Officer (Legal & Compliance) - Well-known Developer Morgan Mckinley Limited Our client is a well-known property developer with over 60 years of history with diversified business and investment all over the world Maintain the group's compliance with applicable laws including AML... 11 days ago
VP, Compliance Testing Officer Citi - Hong Kong We manage compliance risk, provide legal analysis and advice, protect Citi's people and businesses, advocate for legal and regulatory outcomes that benefit our firm and our clients, and ultimately promote... Competitive 9 days ago
Senior Officer – Compliance Construction Industry Council (CIC) Please click the below “Apply Online” to complete the application form and upload the updated curriculum vitae, the results of English and Chinese Language obtained in public examinations, current and... 11 days ago
Compliance Officer, Type 9 Asset Management Licensed Corporation Oscar and Partners Capital Limited Conduct internal risk/compliance monitoring and checking (e.g. staff dealing records, update/revise compliance manual and internal procedures for adherence to regulatory requirements, pre/post trade monitoring... 13 days ago
Officer - Employee Compliance Aptitude Asia - Hong Kong Review employee disclosures, personal account dealings, and gifts and entertainment requests to identify potential conflicts of interest. Serve as the primary point of contact for general compliance inquiries... Flexible 11 days ago

«Prev Next»

Top locations