Latest Responsible Officer Type 9 jobs in Wah Fu

5 Responsible Officer Type 9 Jobs in Wah Fu

SFC Responsible Officer (Type 9) & KIP (for Public Fund) Eddid Securities and Futures Limited - Admiralty Possessing the profession, we successively obtained the 1, 2, 3, 4, 5 & 9 regulated activity licenses issued by Hong Kong SFC (Central Code: BHT550), and also a HKSE Participant (02047) (OTP-C broker code... 29 days ago
Responsible Officer (Type 9) Yue Xiu Securities Holdings Limited - Wan Chai, Wan Chai District Responsible for expanding asset management business, focus on fixed income field, including standardized products and structured products in the primary and secondary markets; Familiar with regulations... 20 days ago
SFC Responsible Officer Type 1,2,4,9 ACTS Consulting Co - Hong Kong Over 8 years operation experience in discretionary accounts Fluent English, Putonghua and Cantonese Good interpersonal and communication skills. Duties : 19 days ago
Sole Responsible Officer Gough Recruitment Solid understanding of operations, risk controls and investment process of asset management companies Provide advice to the top management and implement business strategies Strong business sense and in... 23 days ago
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Responsible Officer type 1, 4, 9 負責人員 Zircon Securities (HK) Limited - Tsim Sha Tsui, Yau Tsim Mong District • 本科及以上學歷，金融、經濟或相關專業；有CPA, CFA等專業資格者優先； • 熟悉證券及期貨條例、相關監理機關的規定及指引； • 良好的中、英、國語口說和書寫能力 16 days ago

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