Latest Head Compliance jobs in Shau Kei Wan (page 2)

140 Head Compliance Jobs in Shau Kei Wan - page 2

Central compliance - Team head Robert Walters Hong Kong - Hong Kong What you'll do: As the Team Head of Central Compliance Team, you will play a pivotal role in managing regulatory relationships, supervising key reporting activities, advising on licensing requirements... Negotiable 15 days ago
Senior Associate/ Vice President - Compliance and Legal Affairs Department Yue Xiu Securities Holdings Limited We offer attractive remuneration package (discretionary bonus),5-day work, competitive fringe benefits (wedding leave, body check, group medical insurance, dental insurance etc.) and excellent career development... 8 days ago
Head of Compliance AIA International Limited. - Hong Kong And we build on this every day with our ambition to engage one billion people to live Healthier, Longer, Better Lives by 2030. And to get there, we need leaders with the courage, clarity and humanity to... Competitive 20 days ago
IB Legal, Associate General Counsel, VP Jefferies Jefferies is looking to hire a lawyer for its Legal team in Asia with approximately 10 years PQE or equivalent experience in the practice of a leading international law firm or financial institution. Ideally... 10 days ago
Manager/Senior Manager/Head of Risk and Compliance (MIC) - Multi Family Office Omni Group Asia Ltd. - Hong Kong Monitor and assess changes in AML regulations and update internal policies and procedures accordingly Stay up-to-date with new and evolving regulatory requirements and ensure timely implementation of necessary... HK$40k - HK$60k 10 days ago
Head of Compliance - (Private Banking / Family Office) Trinity Search Limited - Hong Kong Responsibilities Oversee policies and controls designed to ensure compliance on regulatory requirements listed by Hong Kong Securities and Futures Commission (SFC). Conduct periodic internal reviews or... 110,000-150,000 24 days ago
Head of Regulatory Compliance Hang Seng Bank Limited The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group’s businesses (also referred to as “the First LOD”) to ensure... 25 days ago
Head of Compliance, Hong Kong QBE Insurance - Hong Kong Primary Details Time Type: Full time Worker Type: Employee Primary Responsibilities Ensure appropriate and relevant advice is provided to Senior Leadership on the management of regulatory changes within... Competitive 20 days ago
Senior Risk & Compliance Manager – Section Head (Trustee & MPF) (Job ID 4038) The Bank of East Asia - Hong Kong Senior Risk & Compliance Manager – Section Head (Trustee & MPF) (Job ID 4038) Responsibilities Plan, organise, lead and control the activities of Risk & Compliance Section Ensure that the operations of... Negotiable 12 days ago
Compliance Officer (12-month rolling contract) Mirae Asset Global Investments (Hong Kong) Limited - Causeway Bay, Wan Chai District Assist in handling product compliance matters (e.g. prepare relevant filing to SFC in relation to 11.1/11.1B changes of the UT Code, marketing material review of HK SFC authorized funds, SICAV and PE funds... 4 days ago

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