114 Head Compliance Jobs in North Point
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Finance Manager Arnhold & Co Ltd - North Point, Eastern District (Personal data provided by job applicants will be used strictly in accordance with our personal data policy and guidelines which is available upon request. All related information will be retained for... 16 days ago
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Analyst, Treasury Operations (12- month contract) Kowloon, Hong Kong, Hong Kong Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultants will provide you career advise and assist you in develop a tailored job search strategy... 3 days ago
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Manager, Operations - Settlement Kowloon, Hong Kong, Hong Kong Resolve all problematic transactions on operations and proactively work closely with internal & external parties such as counterparties and the central depository to pre-empt potential service level issues... 7 days ago
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Head of Compliance (S&T focussed) Unicorn Advisor (HK) Limited Needs to have strong global markets (sales and trading) SFC compliance leadership experiences. Professional Services - General / Others Unicorn Advisor (HK) Limited Apply Now to apply job. Trading Job... 2 days ago
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Fund Accountant, Fund Services Kowloon, Hong Kong, Hong Kong Partner with Countries and Financial Markets (FM) Sales to ensure the key services are being performed to the standard required. Alignment to FM growth targets and creating an agenda which mirrors the... 9 days ago
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Head of Compliance Larson Maddox - Hong Kong Relationship Management: Serve as the main contact for regulatory authorities, such as HKMA. Manage regulatory inspections, inquiries, and reporting obligations. This role will be heading up the compliance... HKD2000000 - HKD2250000 per annum 3 days ago
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Head of Legal & Compliance (real estate/ property experience is preferred) Manpower Services (Hong Kong) Limited - - Conduct legal research, analyze legal and compliance issues and advise on any workable resolutions Provide practical legal and compliance advice support to front and middle back office Handle regulatory... - 7 days ago
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Head of Compliance Governance, Oversight and Reporting DBS Bank Ltd Compliance Governance, Oversight and Reporting reviews within one unit in Compliance for the purpose/benefit of benchmarking practices across different BU/SUs internally and identify specific area/unit... 9 days ago
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Compliance Officer (With Legal Background) Phillip Securities (HK) Ltd At least 2 years solid experience in legal, compliance or audit. High regard will be given to applicants from international financial institutions or professional services firms Strong organizational skills... 10 days ago
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Head of Asia Pacific Equities Compliance, Executive Director, Hong Kong Morgan Stanley - Hong Kong Key Responsibilities Provide advice on regulatory interpretation and compliance issues in the Equities coverage areas; develop and deliver proactive strategies that support compliance / business objectives... Competitive 2 days ago
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