Latest Head Compliance jobs in Chai Wan - JobisJob Hong Kong Mobile

132 Head Compliance Jobs in Chai Wan

Associate, FCC Investigations Kowloon, Hong Kong, Hong Kong Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance... 14 days ago
Officer, Operations - Settlement Kowloon, Hong Kong, Hong Kong Resolve all problematic transactions on operations and proactively work closely with internal & external parties such as counterparties and the central depository to pre-empt potential service level issues... 4 days ago
Analyst (Assistant Relationship Manager), Japanese Corporate Banking Division MUFG - Kowloon, hk Support relationship management team to follow up client documents; Contact or visit customers to assist in business promotion and operational issues Work in partnership with Compliance, Head Office, Credit... 4 days ago
Fund Accountant, Fund Services Kowloon, Hong Kong, Hong Kong Partner with Countries and Financial Markets (FM) Sales to ensure the key services are being performed to the standard required. Alignment to FM growth targets and creating an agenda which mirrors the... 7 days ago
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Head of Compliance (S&T focussed) Unicorn Advisor (HK) Limited - Hong Kong Will be working along with head of legal Needs to have strong global markets (sales and trading) SFC compliance leadership experiences. highly competitive 5 days ago
Assistant Vice President, Legal & Compliance Department - Compliance Assurance SUMITOMO MITSUI BANKING CORPORATION - Central Identify potential or actual regulatory risks arising from the results of compliance monitoring and proposing recommendations to the relevant stakeholders in order to mitigate the identified risks. Prepare... 9 days ago
Head Of Legal & Compliance (Chinese leading Securities) Provide legal and regulatory advices to management and business units on current and new business initiatives for mitigating compliance risks Sound knowledge of relevant laws, rules, codes and guidelines... 11 days ago
Head of Compliance AIA International Limited. - Hong Kong About the Role • To lead and oversee the Compliance Department which works as a second line of defence in partnership with the business (as first line of defence) to ensure that all regulatory, market... Competitive 11 days ago
Fund Accountant, Fund Services Standard Chartered Bank - Kowloon, hk People & Talent To act as the local point of contact for assigned clients for fund administration service / FS client services (including fund accounting and/or transfer agency) issues and to coordinate... 10 days ago
Head of Compliance, Hong Kong QBE Insurance - Hong Kong Primary Details Time Type: Full time Worker Type: Employee Primary Responsibilities Ensure appropriate and relevant advice is provided to Senior Leadership on the management of regulatory changes within... Competitive 11 days ago

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