Latest Compliance Officer jobs in Wan Chai (page 3)

158 Compliance Officer Jobs in Wan Chai - page 3

Senior Compliance Officer Public Finance Limited Good knowledge in regulations and statutory requirements from regulatory bodies is pre-requisite (e.g. Banking Ordinance) Banking / Finance - Client Service Good command in both spoken and written English... 14 days ago
Environmental Compliance Assistant / Environmental Compliance Officer Mid Ocean Hong Kong Ltd midocean has been one of the leading wholesalers in the European premiums, promotional products and business gift market for more than 50 years. More than 10.000 distributors trust midocean to ship their... 21 days ago
Compliance Officer Public Finance Limited - Hong Kong Job Responsibilities: Assist in reviewing policies and/or conducting compliance control/audit Prepare compliance reports for management review Job Requirements: Degree holder Holder of ECF Certifications... Competitive & Negotiable 15 days ago
VP, AML Compliance Officer Citi - Hong Kong Responsibilities may also include review of cases completed by Analysts for timeliness and accuracy, coaching/training team members, as required, and assisting management in exams/audits, and mitigating... Competitive 16 days ago
Fund Compliance Officer - A Reputable Investment Manager Lewis Sanders Limited • Regularly communicates with external regulators to assist with compliance/regulatory matters, maintaining an up-to-date knowledge and understanding of policies, regulations, and procedures. • Monitors... 21 days ago
Senior Compliance Officer Valuable Capital Limited - Hong Kong Responsibilities: Handle SFC licensing matters including but not limited to delisting or relisting applications; Perform compliance control and monitoring programs including but not limited to control... 0 17 days ago
Compliance Officer - Regulatory Mapping, Hong Kong (6 month contract) Bloomberg Lead, plan and execute specific regulatory mapping exercises for licensed entities, partnering closely with licensed entity compliance officers, risk managers and legal. Ensure the final and approved "reg... 20 days ago
VP, Equities Compliance Officer Citi - Hong Kong Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact... Competitive 19 days ago
Compliance Officer (Ref:CO-COMP) Public Bank (Hong Kong) Limited Please visit our website https://www.publicbank.com.hk/en/aboutus/careeropportunities for other career opportunities within our Group. Degree holder with 2 years relevant experience, preferably in banks... 23 days ago
Compliance Officer lewissanders Human Resources Management / Consultancy Banking / Finance - Investment Posted on 2024-04-22 lewissanders Company Overview Compliance More Information Professional Services - Legal & Compliance Employment... 28 days ago

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