Compliance Officer Jobs in Sheung Wan

Nan Fung Development Limited - Sheung Wan, Central and Western District

Handle day-to-day FATCA/CRS compliance work (including self-certification forms) for the Group Perform any ad hoc responsibilities as assigned by the senior management “Nan Fung Group” and “the Group”...

from: jobsdb.com - 5 days ago

浙商國際金融控股有限公司

1、至少1年及以上香港金融相關法律合規工作經驗，熟悉SFC、IA、TCSP牌照 浙商國際金融控股有限公司 崗位職責： 6、負責公司各類合同、制度的起草和審閱工作； Apply Now (Search your salary info in Banking N/A

from: ctgoodjobs.hk (+1 source) - 6 days ago

DIGIFIN (HONG KONG) LIMITED - Sheung Wan, Central and Western District

Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements. 3-8 years of relevant working experience in SFC licensed corporations. Immediately...

from: jobsdb.com - 9 days ago

CN First International Futures Limited - Sheung Wan, Central and Western District

University degree in business, accounting, finance, law or related disciplines. Handle SFC enquiries, licensing related matters and other regulatory filling work Conduct regular compliance monitoring procedures...

from: jobsdb.com - 17 days ago

The Core Securities Company Limited

Collaborating with other departments of the Company to direct compliance issues to appropriate existing channels for investigation and resolution. Consulting with legal counsels as needed to resolve difficult...

from: ctgoodjobs.hk - 4 days ago

Compliance First Consulting Limited - Sheung Wan, Central and Western District

Handle notification and examination matters to ensure compliance of SFC-licensed corporations in respect of statutory requirements University graduates in accounting or BBA are preferred. Less year of...

from: jobsdb.com - 25 days ago

ComplianceOne Consulting Limited - Sheung Wan, Central and Western District

Provide advisory and consultancy service to clients who have engaged our Ongoing Compliance Support Service; Basic understanding of operations of the traditional currency exchange shop and tech-based remittance... $22,000 – $32,000 per month

from: jobsdb.com - 17 days ago

Phillip Securities (HK) Ltd

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. Strong command of both written and...

from: ctgoodjobs.hk (+1 source) - 14 days ago

Hays Hong Kong Limited - Central

0-5 years of experience; from the field of legal, compliance, audit, finance, banking and consulting Monitor and alleviate potential risks identified in projects Legal & Compliance Officer (Fresh Graduates...

from: ctgoodjobs.hk - 6 days ago

Citi - Kowloon, hk

Responsibilities may also include review of cases completed by Analysts for timeliness and accuracy, coaching/training team members, as required, and assisting management in exams/audits, and mitigating...

from: hk.talent.com - 5 days ago