Head Compliance Jobs in Wan Chai District

Alexis Services Limited - Wan Chai District

As one of the main legal representatives of the company, you must possess excellent presentation and communication skills and be fluent in Chinese and English. Be the subject matter expert and experience... $120,000 – $150,000 per month

from: jobsdb.com - Yesterday

Harvest Personnel Agency - Wanchai

University degree with 8 years’ experience in bancassurance account management or business development Strong interpersonal skills and articulate well with both external and internal stakeholders Liaise...

from: cpjobs.com/hk/ - 8 days ago

Mirae Asset Global Investments (Hong Kong) Limited - Causeway Bay, Wan Chai District

Assist in internal, external and regulatory audits and reporting, including the compliance due diligence questionnaire by counter parties Handle AML/KYC onboarding and ongoing checks on our counterparties...

from: jobsdb.com - 8 days ago

Yue Xiu Securities Holdings Limited - Wan Chai, Wan Chai District

At least 3-5 years compliance experience in the financial services industry or with regulatory bodies. Monitoring & surveillance of clients’ trading activities and anti-money laundering Perform other duties...

from: jobsdb.com - 10 days ago

Yue Xiu Securities Holdings Limited - Wan Chai, Wan Chai District

6. Providing legal advice (for qualified applicants only) in relation to legal matters & due process. Drafting internal documents in relation to derivative products & opining on external legal documentation...

from: jobsdb.com - 12 days ago

COFCO Capital (Hong Kong) Co., Limited - Causeway Bay, Wan Chai District

Prepare relevant reports to headquarter in a timely manner regarding the aforementioned areas of work (i.e. compliance, legal, and risk control) Risk Monitoring: Establish risk management policy and relevant...

from: jobsdb.com - 25 days ago

KGI Hong Kong Limited - Wan Chai, Wan Chai District

Please send application with resume and expected salary quoting the job reference to the HR Department, 41/F, Central Plaza, 18 Harbour Road, Wanchai, Hong Kong. For more details about career opportunities...

from: jobsdb.com - 8 days ago

Vistra Group Management (Asia) Limited - Causeway Bay, Wan Chai District

Earn the trust and respect of colleagues in and outside of Onboarding to represent the department in strategic initiatives and interdepartmental meetings. Maintain an understanding of what is acceptable...

from: jobsdb.com - 17 days ago

China Everbright Securities International Company Limited - Wan Chai, Wan Chai District

We are an equal opportunity employer and welcome applications from all qualified candidates. All applications will be treated in the strictest confidence. Personal data provided will be used for recruitment...

from: jobsdb.com - 22 days ago