146 Head Compliance Jobs in Sheung Wan - page 2
-
Associate Vice President, Compliance Ares Management Corporation - Hong Kong We are looking for a self-motivated individual who is a competent and passionate compliance professional with a desire to excel and appreciate the exposure and challenges that are provided by the growth... Competitive 13 days ago
-
Head of Compliance Governance, Oversight and Reporting DBS Bank Ltd Supervise the dedicated compliance teams, namely central compliance, T&O compliance as well as compliance testing and ensure quality deliverables with no modus operandi and lapses within the HK Compliance... 17 days ago
-
Senior Associate/Associate- Compliance and Legal Affairs Department Yue Xiu Securities Holdings Limited All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. Provide constructive compliance solution... 6 days ago
-
Head of Compliance (S&T focussed) Unicorn Advisor (HK) Limited - Hong Kong Will be working along with head of legal Needs to have strong global markets (sales and trading) SFC compliance leadership experiences. highly competitive 15 days ago
-
Senior Associate/ Vice President - Compliance and Legal Affairs Department Yue Xiu Securities Holdings Limited 4. Working closely with the Head of Compliance and Legal Affairs Department on new business initiatives from the proprietary investment business, including providing product specific advice and enhancing... 9 days ago
-
Head of Compliance AIA International Limited. - Hong Kong Oversee the implementation of an effective compliance risk assessment program for AIAHK and engage with key business stakeholders which includes but not limited to: 1) engaging members of the Executive... Competitive 21 days ago
-
IB Legal, Associate General Counsel, VP Jefferies Jefferies is an equal employment opportunity employer, and takes affirmative action to ensure that all qualified applicants will receive consideration for employment without regard to race, creed, color... 11 days ago
-
Manager/Senior Manager/Head of Risk and Compliance (MIC) - Multi Family Office Omni Group Asia Ltd. - Hong Kong Maintain accurate and comprehensive documentation, including policies, procedures, and records related to the area's activities Requirements Minimum 5 years of experience in risk and compliance management... HK$40k - HK$60k 11 days ago
-
Head of Compliance - (Private Banking / Family Office) Trinity Search Limited - Hong Kong Requirements Solid work experience in compliance function with both European and Chinese financial institutions in Hong Kong, preferably in KYC area Good understanding of Mainland China and Hong Kong HNWI... 110,000-150,000 25 days ago
-
Senior Compliance Advisor – Regulatory Advisory OCBC Bank (Hong Kong) Limited • Formulate and maintain regulatory compliance related policies and procedures to ensure compliance with regulatory requirements • Handle other ad-hoc tasks assigned by the Head of Regulatory Compliance... Yesterday
Top locations
- Hong Kong (174)
- Central (13)
- Quarry Bay (9)
- Admiralty (8)
- Wan Chai (7)
- Kowloon (7)
- Tsim Sha Tsui (5)
- Causeway Bay (4)
- See more