Latest Head Compliance jobs in Kowloon - JobisJob Hong Kong Mobile

123 Head Compliance Jobs in Kowloon

Associate, FCC Investigations Kowloon, Hong Kong, Hong Kong We're an international bank, nimble enough to act, big enough for impact. For more than 160 years, we've worked to make a positive difference for our clients, communities, and each other. We question the... 15 days ago
Officer, Operations - Settlement Kowloon, Hong Kong, Hong Kong Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance... 5 days ago
Analyst (Assistant Relationship Manager), Japanese Corporate Banking Division MUFG - Kowloon, hk Conduct customer due diligence including but not limited to KYC, FATCA and CRS in accordance with the internal procedures and regulatory requirements Contact or visit customers to obtain information in... 5 days ago
Senior Fund Accountant, Fund Services Kowloon, Hong Kong, Hong Kong Works closely with Fiduciary & Fund Services country heads (F&FSH) to ensure operational platforms support client service level agreements and internal benchmark as well as identifying opportunities for... 5 days ago
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Fund Accountant, Fund Services Standard Chartered Bank - Kowloon, hk Risk Management To manage fund services unit, risk, control and cost diligently to achieve optimal business results.Understands the main risks facing the Group and identifies, assesses, monitors, controls... 11 days ago
Assistant Vice President, Legal & Compliance Department - Compliance Assurance SUMITOMO MITSUI BANKING CORPORATION - Central Follow up with relevant stakeholders on the implementation of agreed actions after the compliance reviews. Escalate key issues, including matters with regulatory concerns to the Manager and the RCCO on... 10 days ago
Head of Compliance (S&T focussed) Unicorn Advisor (HK) Limited - Hong Kong Will be working along with head of legal Needs to have strong global markets (sales and trading) SFC compliance leadership experiences. highly competitive 6 days ago
Head Of Legal & Compliance (Chinese leading Securities) All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. Responsible for the effectiveness of... 12 days ago
Head of Compliance AIA International Limited. - Hong Kong Oversee the implementation of an effective compliance risk assessment program for AIAHK and engage with key business stakeholders which includes but not limited to: 1) engaging members of the Executive... Competitive 12 days ago
Head of Compliance, Hong Kong QBE Insurance - Hong Kong Sound knowledge of Hong Kong Ordinances relating to insurance entities, insurance related regulatory framework, insurance statutory returns, insurance complaint handling and corporate governance disciplines... Competitive 12 days ago

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