Latest Head Compliance jobs in Causeway Bay

133 Head Compliance Jobs in Causeway Bay

LEGAL & COMPLIANCE MANAGER SinoPac Asset Management (Asia) Limited - Causeway Bay, Wan Chai District Supervise the compliance team to monitor the Company’s operation and employee dealing, and perform compliance checking to ensure compliance with rules and regulations, and internal policies and procedures... Yesterday
HEAD OF LEGAL & COMPLIANCE/ SENIOR MANAGER/ MANAGER SinoPac Asset Management (Asia) Limited - Causeway Bay, Wan Chai District Supervise the compliance team to monitor the Company’s operation and employee dealing, and perform compliance checking to ensure compliance with rules and regulations, and internal policies and procedures... 24 days ago
Associate, FCC Investigations Kowloon, Hong Kong, Hong Kong Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance... 14 days ago
Compliance Officer (12-month rolling contract) Mirae Asset Global Investments (Hong Kong) Limited - Causeway Bay, Wan Chai District Assist the Head of Compliance and rest of the team in a broad area of responsibilities in Compliance for the Firm’s products domiciled in HK, Luxembourg, Cayman, USA, Ireland and South Korea 3 - 5 years’... 29 days ago
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Onboarding Manager (Funds Services) Vistra Group Management (Asia) Limited - Causeway Bay, Wan Chai District 7+ years of private equity fund accounting experience with a fund administrator working in the fund-level accounting and reporting business, including complex fund structures and consolidations. Facilitates... 21 days ago
Officer, Operations - Settlement Kowloon, Hong Kong, Hong Kong Resolve all problematic transactions on operations and proactively work closely with internal & external parties such as counterparties and the central depository to pre-empt potential service level issues... 4 days ago
Assistant Manager, Strategic Management & Agency Governance Chubb Life Insurance Hong Kong Limited - Causeway Bay, Wan Chai District To support supervisor to develop yearly, quarterly, monthly business plan and targets which align with Company’s KPI for agency with presentable templates To coordinate with IT to produce Key Risk Indicators... 28 days ago
Fund Accountant, Fund Services Kowloon, Hong Kong, Hong Kong Partner with Countries and Financial Markets (FM) Sales to ensure the key services are being performed to the standard required. Alignment to FM growth targets and creating an agenda which mirrors the... 7 days ago
Head of Compliance (S&T focussed) Unicorn Advisor (HK) Limited - Hong Kong Will be working along with head of legal Needs to have strong global markets (sales and trading) SFC compliance leadership experiences. highly competitive 5 days ago
Assistant Vice President, Legal & Compliance Department - Compliance Assurance SUMITOMO MITSUI BANKING CORPORATION - Central Identify potential or actual regulatory risks arising from the results of compliance monitoring and proposing recommendations to the relevant stakeholders in order to mitigate the identified risks. Prepare... 9 days ago

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