Head Compliance Jobs in Sheung Wan

OCBC Bank (Hong Kong) Limited - Sheung Wan

University degree in law, finance, accounting, information system, computer science, or with relevant qualification on AML/CFT e.g. AAMLP/ACAMS is preferred Ensure tracking of annual compliance plan (AML/CFT...

from: ctgoodjobs.hk - 28 days ago

OCBC Bank (Hong Kong) Limited - Sheung Wan

• University degree in law, finance, accounting, information system, computer science, or with relevant qualification on AML/CFT e.g. AAMLP/ACAMS is preferred • Ensure tracking of annual compliance plan...

from: ctgoodjobs.hk - 29 days ago

Manpower Services (Hong Kong) Limited - - (+1 location)

Head of Legal & Compliance (real estate/ property experience is preferred) Support department head to conduct internal investigation and draft conclusion report Mature, self-initiative, detail oriented... -

from: headlinejobs.hk (+2 sources) - 2 days ago

Oriental Watch Co Ltd

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. Experience in retail industry and internal...

from: ctgoodjobs.hk (+1 source) - 25 days ago

Omni Group Asia Ltd.

Report regularly to the senior management and board of directors on risk and compliance matters, including significant issues, emerging risks, and regulatory developments. Develop and implement policies...

from: ctgoodjobs.hk - 2 days ago

Ashford Benjamin Ltd - Hong Kong

Responsibilities: Responsible for Hong Kong Regulatory Compliance matters Act as regulatory advisor to securities, wealth management and asset management business and control function Monitor relevant... Competitive

from: eFinancialCareers.hk - 5 days ago

Unicorn Advisor (HK) Limited - Hong Kong

Will be working along with head of legal Needs to have strong global markets (sales and trading) SFC compliance leadership experiences. highly competitive

from: eFinancialCareers.hk - 12 days ago

Aquis Search Limited

• Reviewing and monitoring the quality of KYC materials collected in accordance with the risk based review procedures and identifying and filling any deficiencies • Reviewing KYC documentation and following...

from: ctgoodjobs.hk - 4 days ago

SUMITOMO MITSUI BANKING CORPORATION - Central

Follow up with relevant stakeholders on the implementation of agreed actions after the compliance reviews. Escalate key issues, including matters with regulatory concerns to the Manager and the RCCO on...

from: ctgoodjobs.hk - 16 days ago

AIA International Limited. - Hong Kong

Oversee the implementation of an effective compliance risk assessment program for AIAHK and engage with key business stakeholders which includes but not limited to: 1) engaging members of the Executive... Competitive

from: eFinancialCareers.hk (+1 source) - 18 days ago