Latest Head Compliance jobs in Causeway Bay (page 2)

115 Head Compliance Jobs in Causeway Bay - page 2

Vice President, Head of AML/CFT RegTech Team, AML, Compliance & AML Fubon Bank (Hong Kong) Limited - Central Promote a culture of continuous improvement involves identifying areas for enhancement, exploring emerging technologies and trends in RegTech and implementing best practices to optimize compliance processes... 5 days ago
Manager / Senior Manager / Head of Risk and Compliance (MIC) - Multi Family Office Omni Group Asia Ltd. Establish and maintain effective risk governance frameworks, including risk appetite statements, risk tolerance levels, and risk reporting structures All applications applied through our system will be... 9 days ago
Head of Asia Pacific Equities Compliance, Executive Director, Hong Kong Morgan Stanley - Hong Kong Key Responsibilities Provide advice on regulatory interpretation and compliance issues in the Equities coverage areas; develop and deliver proactive strategies that support compliance / business objectives... Competitive 4 days ago
Head of Regulatory Compliance - Leading Financial Institution Ashford Benjamin Ltd - Hong Kong Responsibilities: Responsible for Hong Kong Regulatory Compliance matters Act as regulatory advisor to securities, wealth management and asset management business and control function Monitor relevant... Competitive 12 days ago
Assistant Vice President, Legal & Compliance Department - Compliance Assurance SUMITOMO MITSUI BANKING CORPORATION - Central Identify potential or actual regulatory risks arising from the results of compliance monitoring and proposing recommendations to the relevant stakeholders in order to mitigate the identified risks. Prepare... 23 days ago
KYC/CDD Analyst - International Law Firm (up to 26k) Aquis Search Limited All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. • Demonstrate compliance with KYC policies... 11 days ago
Head of Compliance (S&T focussed) Unicorn Advisor (HK) Limited - Hong Kong Will be working along with head of legal Needs to have strong global markets (sales and trading) SFC compliance leadership experiences. highly competitive 19 days ago
Group Company Secretary JH Partners Asia Company Limited - Hong Kong Assist the Head of Legal and Compliance in matters related to corporate governance, including organizing and scheduling shareholders/board meetings, preparing meeting minutes, and drafting resolutions... HK$40k - HK$60k 5 days ago
Head Of Legal & Compliance (Chinese leading Securities) Provide legal and regulatory advices to management and business units on current and new business initiatives for mitigating compliance risks Sound knowledge of relevant laws, rules, codes and guidelines... 25 days ago
Head of Compliance AIA International Limited. - Hong Kong About the Role • To lead and oversee the Compliance Department which works as a second line of defence in partnership with the business (as first line of defence) to ensure that all regulatory, market... Competitive 25 days ago

«Prev Next»

Top locations