Latest Head Compliance jobs in Mid Levels - JobisJob Hong Kong Mobile

125 Head Compliance Jobs in Mid Levels

(Senior) Compliance Advisor – Regulatory Compliance OCBC Bank (Hong Kong) Limited - Sheung Wan • Assist in disseminating the latest regulatory requirements to the relevant business or functional units and follow-up with the respective units on the respective implementation plan • Participate... Yesterday
Assistant Vice President, Policy and Governance (Financial Crime Compliance) OCBC Bank (Hong Kong) Limited - Sheung Wan Act as a Project Manager, to lead/facilitate Group initiated AML/CFT Projects and relevant meetings for relevant stakeholders/the Group and Senior Management, to uplift the Bank’s AML Standard and comply... 11 days ago
Compliance Specialist Oriental Patron Financial Services Group Ltd. - Sheung Wan, Central and Western District - Execute compliance monitoring tasks, encompassing approval of personal dealings, review of fund newsletters, preparation of regulatory reporting, documentation of Continuous Professional Training (CPT)... Today
Head of Compliance - (Private Banking / Family Office) Trinity Search Limited - Hong Kong Maintain documentation of compliance activities, such as complaints received or investigation outcomes Liaise with Group Compliance, legal and risk management to ensure group oversight on the Company Identify... 110,000-150,000 10 days ago
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Head of Compliance AIA International Limited. - Hong Kong About the Role • To lead and oversee the Compliance Department which works as a second line of defence in partnership with the business (as first line of defence) to ensure that all regulatory, market... Competitive 6 days ago
Head of Regulatory Compliance Hang Seng Bank Limited Leads and direct the stewardship of the Regulatory Compliance sub-function, as a partner to the business, supporting growth aspirations whilst retaining the appropriate risk management discipline to achieve... 11 days ago
Central compliance - Team head Robert Walters Hong Kong - Hong Kong Requirement: A university degree holder in Finance or related discipline. 8-10 years' compliance exposure in dealing with enquiries from the SFC on enforcement, intermediaries supervision and licensing... Negotiable Yesterday
Head of Compliance, Hong Kong QBE Insurance - Hong Kong Primary Details Time Type: Full time Worker Type: Employee Primary Responsibilities Ensure appropriate and relevant advice is provided to Senior Leadership on the management of regulatory changes within... Competitive 6 days ago
Head of Compliance (S&T focussed) Unicorn Advisor (HK) Limited Needs to have strong global markets (sales and trading) SFC compliance leadership experiences. Professional Services - General / Others Unicorn Advisor (HK) Limited Apply Now to apply job. Trading Job... 15 days ago
Section Head & Senior AML Compliance Manager (HK Advisory) - Financial Crime Compliance The Bank of East Asia - Hong Kong Relevant professional qualifications, such as Certified Banker, CPA, etc; AND Relevant qualification (e.g. AAMLP) under the ECF on AML/CFT; AND Able to exercise judgement, work independently and under... Negotiable 2 days ago

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