Latest Head Compliance jobs in Hong Kong (page 3)

119 Head Compliance Jobs in Hong Kong - page 3

BOC - BBPLC - Banking Barclays The role holder should maintain effective relationships and deal openly with all key stakeholders, in line with the Barclays Purpose, Values and Mindset, taking into account the needs of all stakeholders... 6 days ago
Senior Markets Compliance Manager ANZ Anticipate and assess key compliance obligations and product risk trends in the business for management consideration and drive the development and implementation of appropriate risk mitigation measures... 6 days ago
Investment Compliance Manager, Global Asset Management Pure Hong Kong - Hong Kong The Company Our client is one of the largest asset manager in Asia Pacific, with strong presences in HK, provide excellent career opportunities and work life balance. Your Profile The successful candidate... HK$800k - HK$950k 5 days ago
Senior Manager – Regulatory (Long Term Life Insurance Business – Group-wide Supervision) HARBRIDGE PARTNERS Knowledge of regulatory requirements and international supervisory standards, insurance products, insurance companies’ operations and market dynamics relating to the insurance business, and the ability... 6 days ago
Manager / Senior Manager / Head of Risk and Compliance (MIC) - Multi Family Office Omni Group Asia Ltd. Report regularly to the senior management and board of directors on risk and compliance matters, including significant issues, emerging risks, and regulatory developments. Develop and implement policies... 25 days ago
Senior / Accounting Officer (Ref: RO-SAO) Public Bank (Hong Kong) Limited - Hong Kong Please visit our website https://www.publicbank.com.hk/en/aboutus/careeropportunities for other career opportunities within our Group. Ensure payments are made in accordance with the established policies... 9 days ago
VP/SVP, Team Lead (Assurance Risk & Controls), G&C, Institutional Banking Group DBS Bank (Hong Kong) Limited Be sensitive and aware of financial crime risk landscape of the bank and the financial industry at large and thus be ready to advise management on mitigation strategies and/or partner with various stakeholders... 6 days ago
Compliance Analyst Harneys Fiduciary As a Compliance Analyst (CA), you will play a crucial role within the firm's Compliance team. Your primary responsibility will be to ensure the accuracy and updating of all client information in the database... 7 days ago
Head of Asia Pacific Equities Compliance, Executive Director, Hong Kong Morgan Stanley - Hong Kong Training Develop training materials and provide training to Institutional Equity Division staff Industry contacts Lead communications with industry participants to ensure appropriateness and consistency... Competitive 20 days ago
SVP, Compliance Assurance and Testing, Financial Crime & Security Services DBS Bank Ltd To prepare and distribute review and testing reports and provide valid recommendations to Business Units and Supporting Units on observations identified, ensure all follow up actions raised during compliance... 7 days ago

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